E Trade Financial Corp
SEC CIK 1015780 · ETFC · last insider filing 2020-10-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Kabat Kevin T | Director | filed 2016 - 2020 |
| Weinreich Joshua | Director | filed 2018 - 2020 |
| Carbone Richard J | Director | filed 2013 - 2020 |
| Lawson Rodger A | Director · Executive Chairman | filed 2012 - 2020 |
| Weaver Donna L | Director | filed 2006 - 2020 |
| Ellertson Jaime Wallace | Director | filed 2019 - 2020 |
| Saeger Rebecca | Director | filed 2012 - 2020 |
| Lam James | Director | filed 2012 - 2020 |
| Leibowitz Shelley B | Director | filed 2014 - 2020 |
| Healy James P | Director | filed 2015 - 2020 |
| Pizzi Michael A. | Director · EVP, Chief Operating Officer | filed 2015 - 2020 |
| Chersi Robert J | Director | filed 2019 - 2020 |
| Qubit Capital LLC | Director | filed 2020 - 2020 |
| Roessner Karl A | Director · EVP & General Counsel | filed 2013 - 2019 |
| Sclafani Joseph L | Director | filed 2008 - 2019 |
| Stern Gary H | Director | filed 2014 - 2018 |
| Kanner Frederick Wilkinson | Director | filed 2008 - 2018 |
| Idzik Paul | Director · Chief Executive Officer | filed 2013 - 2016 |
| Velli Joseph M | Director | filed 2010 - 2014 |
| Flink Christopher M. | Director | filed 2013 - 2014 |
| Fahmi Mohsen | Director | filed 2013 - 2014 |
| Willard Stephen H | Director | filed 2006 - 2013 |
| Griffin Kenneth C | Director | filed 2008 - 2013 |
| Citadel Equity Fund LTD | Director | filed 2008 - 2013 |
| Citadel Securities LLC | Director | filed 2008 - 2013 |
| Citadel Derivatives Trading LTD | Director | filed 2008 - 2013 |
| Citadel Holdings I LP | Director | filed 2008 - 2013 |
| Citadel GP LLC | Director | filed 2008 - 2013 |
| Citadel Advisors LLC | Director | filed 2008 - 2013 |
| Citadel Advisors Holdings LP | Director | filed 2013 - 2013 |
| Petrilli Frank J. | Director · Board Member | filed 2012 - 2012 |
| Fisher Ronald | Director | filed 2006 - 2012 |
| Freiberg Steven J | Director · Chief Executive Officer | filed 2010 - 2012 |
| Citadel Holdings II LP | Director | filed 2008 - 2011 |
| Randall Lewis E | Director | filed 2006 - 2011 |
| Parks Michael K | Director | filed 2006 - 2011 |
| Raffaeli C Cathleen | Director | filed 2006 - 2010 |
| Druskin Robert | Director | filed 2008 - 2010 |
| Wingate Capital LTD | Director | filed 2009 - 2010 |
| Layton Donald H | Director · Chairman and CEO | filed 2007 - 2010 |
| Citadel L P | Director | filed 2008 - 2009 |
| Citadel Investment Group LLC | Director | filed 2008 - 2009 |
| Hayter George A | Director | filed 2006 - 2009 |
| Lilien R Jarrett | Director · President and COO | filed 2006 - 2008 |
| Brewster Daryl G | Director | filed 2006 - 2008 |
| Caplan Mitchell H | Director · Chief Executive Officer | filed 2006 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Curcio Michael John | Managing Director, Americas | filed 2008 - 2020 |
| Minetola Matthew | Chief Information Officer | filed 2019 - 2020 |
| Simonich Brent | SVP, Corporate Controller | filed 2015 - 2020 |
| Turner Chad E. | EVP, Chief Financial Officer | filed 2018 - 2020 |
| Milligan Alice | EVP, Chief Customer Officer | filed 2019 - 2020 |
| Sher Lori | EVP, General Counsel | filed 2019 - 2020 |
| Murphy Michael Jos. | Sr. MD, Retail Brokerage | filed 2019 - 2020 |
| Wyckoff Dirk W | Principal Accounting Officer | filed 2020 - 2020 |
| Foley Michael | EVP, Chief Administrative Offi | filed 2013 - 2017 |
| Koebler Ellen | EVP & Chief Risk Officer | filed 2016 - 2016 |
| Herbert David | SVP & Pres, E*TRADE Securities | filed 2015 - 2016 |
| Audette Matthew J | EVP & Chief Financial Officer | filed 2008 - 2015 |
| Nandra Navtej S | President | filed 2013 - 2015 |
| Utton Nicholas | EVP & Chief Marketing Officer | filed 2008 - 2013 |
| Framke Greg | Managing Director,CIO | filed 2008 - 2012 |
| Nolop Bruce P | EVP & CHIEF FINANCIAL OFFICER | filed 2008 - 2011 |
| Simmons Robert J | Chief Financial Officer | filed 2006 - 2008 |
| Gelbard Arlen W | General Counsel | filed 2006 - 2008 |
| Elmer Russell S | General Counsel & Corp. Sec. | filed 2006 - 2007 |
| Webb Dennis | President, Capital Markets Div | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.