Ladenburg Thalmann Financial Services INC.
SEC CIK 1029730 · LTS · last insider filing 2020-02-19
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Lampen Richard | Director · President and CEO | filed 2006 - 2020 |
| Lorber Howard M | Director | filed 2006 - 2020 |
| Zeitchick Mark | Director · Executive Vice President | filed 2006 - 2020 |
| Beinstein Henry C | Director | filed 2006 - 2020 |
| Genson Brian S | Director | filed 2006 - 2020 |
| Krasno Richard M | Director | filed 2006 - 2020 |
| Simkin Jacqueline M | Director | filed 2011 - 2020 |
| Malamed Adam Scott | Director · Executive VP and COO | filed 2012 - 2020 |
| Davis Glenn C | Director | filed 2018 - 2020 |
| Liebowitz Michael | Director | filed 2019 - 2020 |
| Frost Phillip MD ET AL | Director | filed 2006 - 2018 |
| Gilinski Saul | Director | filed 2006 - 2018 |
| Podell Jeffrey | Director | filed 2006 - 2018 |
| Rosenstock Richard J | Director | filed 2006 - 2014 |
| Kolosov Dmitry | Director | filed 2012 - 2014 |
| Eide Robert J | Director | filed 2006 - 2011 |
| Rosen Steven A | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Kaufman Brett | Vice President and CFO | filed 2008 - 2020 |
| Giovanniello Joseph | Senior Vice President | filed 2013 - 2020 |
| Chillemi Diane | Chief Financial Officer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.