Waddell & Reed Financial INC
SEC CIK 1052100 · WDR · last insider filing 2021-04-30
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Godlasky Thomas C | Director | filed 2010 - 2021 |
| Gasaway Sharilyn S | Director | filed 2010 - 2021 |
| Walton Jerry W | Director | filed 2006 - 2021 |
| Logue Dennis E | Director | filed 2006 - 2021 |
| Morrissey Michael F | Director | filed 2010 - 2021 |
| Sanders Philip James | Director · SVP & Chief Investment Officer | filed 2011 - 2021 |
| Kline Katherine M. A. | Director | filed 2020 - 2021 |
| Andrade Kathie J. | Director | filed 2019 - 2021 |
| Jessee James A. | Director | filed 2019 - 2021 |
| Weaver Constance K | Director | filed 2020 - 2020 |
| Kosloff Alan W | Director | filed 2006 - 2020 |
| Raines James M | Director | filed 2006 - 2019 |
| Herrmann Henry J | Director · Chief Executive Officer | filed 2006 - 2018 |
| Reimer Ronald C | Director | filed 2006 - 2014 |
| Rogers William L | Director | filed 2006 - 2010 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Bloss Brent K | VP & Treasurer | filed 2006 - 2021 |
| Clouse Benjamin R | Vice President and PAO | filed 2016 - 2021 |
| Daley Michael John | VP - Chief Acct Off,IR & Treas | filed 2019 - 2021 |
| Buyle Mark P. | SVP, GC, CLO and Secretary | filed 2018 - 2021 |
| Mihal Shawn M. | SVP - Wealth Management | filed 2019 - 2021 |
| Scupham Amy J. | SVP - Distribution | filed 2019 - 2021 |
| Rackers Christopher W. | SVP and Chief Admin Officer | filed 2019 - 2021 |
| Hanson Daniel P | SVP and CIO | filed 2019 - 2021 |
| Hills Wendy J | SVP, General Counsel & Secy. | filed 2014 - 2018 |
| Butch Thomas W | SVP & Chief Marketing Officer | filed 2006 - 2018 |
| Sundeen John E JR | SVP & Treasurer | filed 2006 - 2018 |
| Avery Michael L | SVP & Chief Investment Officer | filed 2006 - 2016 |
| Strohm Michael D | SVP & Chief Operations Officer | filed 2006 - 2015 |
| Clouse Melissa A | VP, Controller & PAO | filed 2014 - 2015 |
| Schulte Daniel C | SVP & General Counsel | filed 2006 - 2014 |
| Connealy Daniel P | SVP and CFO | filed 2006 - 2014 |
| Schieber Mark A | VP, PAO, Controller | filed 2006 - 2012 |
| Williams Robert J JR | SVP - Public Affairs | filed 2008 - 2008 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.