Rodman & Renshaw Capital Group, INC.
SEC CIK 1054303 · [RODM] · last insider filing 2012-07-03
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Cohen Richard | Director | filed 2007 - 2012 |
| Haas Marvin I | Director | filed 2007 - 2012 |
| Churchill Winston J | Director | filed 2007 - 2012 |
| Friedman Mark L | Director | filed 2007 - 2012 |
| Drake Peter F | Director | filed 2007 - 2011 |
| Dryden SAM | Director | filed 2007 - 2011 |
| Rubin Edward | Director · President | filed 2007 - 2010 |
| Vasinkevich Michael | Director · Vice Chairman | filed 2007 - 2010 |
| Borer John J III | Director · Snr Mging Dir-Head Invmt Bkg | filed 2007 - 2010 |
| Clark Wesley | Director | filed 2007 - 2010 |
| Lacovara Michael | Director · Chief Executive Officer | filed 2007 - 2008 |
| Kling Arnold P | Director | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Lupowitz Kevin | CEO of Direct Markets, Inc. | filed 2012 - 2012 |
| Horin David J | Chief Financial Officer | filed 2008 - 2012 |
| Sanfilippo Anthony M | President | filed 2011 - 2011 |
| Chambers John W | Sen. Man. Dir. Co-head Inv Ban | filed 2007 - 2008 |
| Pinou Thomas | Chief Financial Officer | filed 2007 - 2008 |
| Matthew Geller PhD | Senior Managing Director | filed 2007 - 2008 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.