Gamco Investors, INC. ET AL
SEC CIK 1060349 · PEIX · last insider filing 2022-12-09
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Gabelli Mario J | Director · Chairman and CEO | filed 2006 - 2022 |
| Ggcp, INC. | Director · Chairman & CEO | filed 2009 - 2022 |
| Associated Capital Group, Inc. | Director · Chairman & CEO | filed 2015 - 2022 |
| Glick Alexis | Director | filed 2022 - 2022 |
| Mullady Agnes | Director · Sr. VP of GAMCO Investors Inc. | filed 2009 - 2022 |
| Daniels Leslie B | Director | filed 2016 - 2020 |
| Wilson Elisa M. | Director | filed 2009 - 2019 |
| Avansino Raymond | Director | filed 2008 - 2019 |
| Mcgrath Eugene R | Director | filed 2007 - 2019 |
| Gabelli Marc | Director | filed 2014 - 2015 |
| Prather Robert S JR | Director | filed 2014 - 2014 |
| Bready Richard L | Director | filed 2006 - 2014 |
| Gamco Investors, INC. ET AL | Director | filed 2014 - 2014 |
| Gabelli John D | Director | filed 2007 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Caterina Kieran | Co-Chief Accounting Officer | filed 2007 - 2022 |
| Van der Eb Henry | Senior Vice President | filed 2007 - 2022 |
| Jamieson Douglas R | President and COO | filed 2006 - 2021 |
| Alpert Bruce N | Senior Vice President | filed 2006 - 2021 |
| Goldstein Peter D. | General Counsel | filed 2021 - 2021 |
| Handwerker Kevin | Executive VP & General Counsel | filed 2013 - 2021 |
| Lapointe Diane | Co-Chief Accounting Officer | filed 2007 - 2018 |
| Zuccaro Robert S | Executive VP & CFO | filed 2011 - 2014 |
| Farber Jeffrey M | Executive VP & CFO | filed 2008 - 2008 |
| Mckee James E | General Counsel & Secretary | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.