Sanders Morris Harris Group INC
SEC CIK 1071341 · smhg · last insider filing 2012-09-20
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Niemi Albert W JR | Director | filed 2006 - 2012 |
| Ball George L | Director · Chief Executive Officer | filed 2006 - 2012 |
| Morris Benjamin T | Director · Vice President | filed 2007 - 2012 |
| Bean Richard E | Director | filed 2006 - 2012 |
| Duncan Charles William III | Director | filed 2006 - 2012 |
| Mcclelland Scott | Director | filed 2006 - 2012 |
| Cantor Diana F | Director | filed 2011 - 2012 |
| Edelman Fredric M | Director · President | filed 2010 - 2012 |
| Sanders DON A | Director · Vice Chairman | filed 2010 - 2012 |
| Waltrip W Blair | Director | filed 2006 - 2010 |
| Garrison Robert E II | Director · President | filed 2008 - 2009 |
| Ryan Nolan | Director | filed 2006 - 2008 |
| Stone Gordon F | Director | filed 2006 - 2007 |
| Styles John H | Director | filed 2006 - 2006 |
| Wilford DAN S | Director | filed 2006 - 2006 |
| Hunsicker Gerry | Director | filed 2006 - 2006 |
| Collie Robert M Jr | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Berry Rick | Chief Financial Officer | filed 2007 - 2012 |
| Mcmaken Bruce R | Executive Vice President | filed 2008 - 2012 |
| Unger John Thomas | Sr. VP and General Counsel | filed 2007 - 2012 |
| Moore Edward Philip | Executive Vice President | filed 2011 - 2012 |
| Bottazzi Joseph E | Chief Communications Officer | filed 2012 - 2012 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.