SWK Holdings Corp
SEC CIK 1089907 · swkh · last insider filing 2026-04-08
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Carlson Capital, L.P. | Director | filed 2009 - 2026 |
| Carlson Clint Duane | Director | filed 2009 - 2026 |
| Dotter Laurie L. | Director | filed 2022 - 2025 |
| Hatcher Robert K. | Director | filed 2022 - 2025 |
| Albright Jerry | Director | filed 2023 - 2025 |
| Asgard Investment Corp. | Director | filed 2009 - 2024 |
| Double Black Diamond Offshore Ltd | Director | filed 2009 - 2024 |
| Black Diamond Offshore Ltd. | Director | filed 2009 - 2024 |
| Asgard Investment Corp. II | Director | filed 2013 - 2024 |
| Pennington Marcus Edward | Director | filed 2021 - 2024 |
| Dicicco Wendy F | Director | filed 2022 - 2023 |
| Black Winston L III | Director · Managing Director | filed 2012 - 2022 |
| Stead Edward B | Director | filed 2014 - 2022 |
| Weinberg Michael | Director | filed 2010 - 2022 |
| Haga Christopher W | Director | filed 2014 - 2022 |
| Baker Dana Blair | Director | filed 2014 - 2022 |
| Fletcher Aaron G.L. | Director | filed 2019 - 2022 |
| Double Black Diamond, L.P. | Director | filed 2013 - 2017 |
| Pope James Brett | Director · Chief Executive Officer | filed 2012 - 2015 |
| Nemelka John Fritzen | Director · Interim CEO | filed 2006 - 2014 |
| Clifford William Thaddeus | Director | filed 2006 - 2014 |
| Margolis Michael A | Director | filed 2010 - 2014 |
| Batt Jerry R | Director | filed 2006 - 2009 |
| Vinella Stephanie | Director | filed 2006 - 2009 |
| Shannahan Michael J | Director · Chief Financial Officer | filed 2006 - 2008 |
| Mills Dixie L | Director | filed 2006 - 2007 |
| Fields Michael S | Director · CHIEF EXECUTIVE OFFICER | filed 2006 - 2006 |
| BAY Chuck | Director · Chief Executive Officer | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Staggs Joe David JR | PRESIDENT | filed 2022 - 2025 |
| Rice Adam | Chief Financial Officer | filed 2024 - 2025 |
| Heinrichson Yvette M | Chief Financial Officer | filed 2022 - 2022 |
| Jacobson Charles M | Chief Financial Officer | filed 2012 - 2014 |
| Burgon Paul | Interim CFO and Secretary | filed 2010 - 2012 |
| Feichtmann William | CAO, VP of Finance | filed 2009 - 2009 |
| Angel Mark A | Sr. VP, Corporate Development | filed 2007 - 2009 |
| Bose William A | VP, General Counsel & Sec | filed 2006 - 2009 |
| Jones Jay Aaron | Chief Administrative Officer | filed 2006 - 2009 |
| Wolf Chad Alan | eVergence Pres. & Kana VP | filed 2007 - 2009 |
| Isaacs Charles Hart | Chief Technology Officer | filed 2007 - 2009 |
| Turano Daniel A | SVP Worldwide Field Operations | filed 2007 - 2009 |
| Thompson John Melvin | EVP and CFO | filed 2006 - 2007 |
| Bruchey Marchai Burris | SVP Marketing | filed 2007 - 2007 |
| Chotai Sham | SVP Engineering | filed 2007 - 2007 |
| Rowe William Alexander | SVP Worldwide Sales | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.