Tradestation Group INC
SEC CIK 1111559 · TRAD · last insider filing 2011-06-16
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Kawai Tadasu | Director | filed 2011 - 2011 |
| Makihara Jun | Director | filed 2011 - 2011 |
| Ueda Masaki | Director | filed 2011 - 2011 |
| Matsumoto Oki | Director | filed 2011 - 2011 |
| Oyagi Takashi | Director | filed 2011 - 2011 |
| Wright Charles | Director | filed 2006 - 2011 |
| Sredni Salomon | Director · President, COO and Director | filed 2006 - 2011 |
| Fipps Michael W | Director | filed 2006 - 2011 |
| Veitch Denise Dickins | Director | filed 2006 - 2011 |
| Leight Nathan | Director | filed 2009 - 2010 |
| Cruz William R | Director · Co-Chairman and Co-CEO | filed 2006 - 2009 |
| Cruz Ralph L | Director · Co-Chairman and Co-CEO | filed 2006 - 2009 |
| Richards Stephen C | Director | filed 2006 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Stone Marc J | VP Corp Dev, Gen Counsel & Sec | filed 2006 - 2011 |
| Fleischman David H | CFO, VP of Finance & Treasurer | filed 2006 - 2011 |
| Roberts John Roth III | Chief Operating Officer | filed 2007 - 2011 |
| Cahill William P | Pres. & COO of TS Securities | filed 2009 - 2011 |
| Codispoti Edward H | Chief Accounting Officer | filed 2010 - 2011 |
| Nikolson Joseph | Chief Growth Officer | filed 2006 - 2008 |
| Glassman Mark A | Chief Accounting Officer | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.