Principal Financial Group INC
SEC CIK 1126328 · PFG · last insider filing 2026-06-30
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Carter Miller Jocelyn | Director | filed 2006 - 2026 |
| Hochschild Roger C | Director | filed 2015 - 2026 |
| Beams Mary E. | Director | filed 2021 - 2026 |
| Mitchell H Elizabeth | Director | filed 2022 - 2026 |
| Pickerell Blair | Director | filed 2015 - 2026 |
| Nordin Diane C | Director | filed 2017 - 2026 |
| Richer Clare Stack | Director | filed 2020 - 2026 |
| Mills Scott | Director | filed 2016 - 2026 |
| Auerbach Jonathan | Director | filed 2019 - 2026 |
| Rivera Alfredo | Director | filed 2020 - 2026 |
| Muruzabal Claudio | Director | filed 2021 - 2026 |
| Houston Daniel Joseph | Director · President-Ret. & Invst. Svcs. | filed 2006 - 2025 |
| DAN Michael T | Director | filed 2006 - 2023 |
| Helton Sandra L | Director | filed 2006 - 2022 |
| Tallett Elizabeth E | Director | filed 2006 - 2021 |
| Bernard Betsy J | Director | filed 2006 - 2020 |
| Gelatt Daniel | Director | filed 2006 - 2020 |
| Ferro Dennis H | Director | filed 2010 - 2018 |
| Zimpleman Larry D | Director · President, Ret. & Invst. Svcs. | filed 2006 - 2016 |
| Costley Gary E | Director | filed 2006 - 2016 |
| Keyser Richard L | Director | filed 2006 - 2015 |
| Maestri Luca | Director | filed 2012 - 2015 |
| Mathrani Arjun K | Director | filed 2006 - 2012 |
| Griswell J Barry | Director · Chairman, President/CEO | filed 2006 - 2010 |
| Kerr William T | Director | filed 2006 - 2009 |
| Vaughan Therese M | Director | filed 2006 - 2008 |
| Drury David Y | Director | filed 2006 - 2007 |
| Johnson Charles S | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Littlefield Christopher J | President - RIS | filed 2020 - 2026 |
| Strable-Soethout Deanna D | President and COO | filed 2015 - 2026 |
| Friedrich Amy Christine | President - USIS | filed 2017 - 2026 |
| Bhatia Kamal | President and CEO - PAM | filed 2024 - 2026 |
| Kay Kathleen B | EVP-Chief Information Officer | filed 2020 - 2026 |
| Mccullum Kenneth A. | SVP & Chief Risk Officer | filed 2020 - 2026 |
| Cheong Wee Yee | President - Asia & Middle East | filed 2021 - 2026 |
| Agrawal Vivek | EVP & Chief Growth Officer | filed 2023 - 2026 |
| Pitz Joel | Interim CFO | filed 2024 - 2026 |
| Brown Timothy W. | EVP, General Counsel and Sec | filed 2026 - 2026 |
| Djurasovic George | Interim General Counsel | filed 2025 - 2026 |
| Lamarque Natalie | EVP, General Counsel, and Secr | filed 2022 - 2025 |
| Halter Patrick Gregory | President and CEO - PAM | filed 2018 - 2024 |
| Valdes Luis E. | President-Principal Internat'l | filed 2012 - 2023 |
| Walker Roberto | EVP, Principal Latin American | filed 2021 - 2023 |
| Schaaf Renee V. | President - RIS | filed 2019 - 2022 |
| Lagomarcino Mark S. | SVP, General Counsel & Secty | filed 2022 - 2022 |
| Dunbar Timothy Mark | SVP and Chief Investment Offic | filed 2013 - 2021 |
| Lawler Julia M | Sr VP & Ch Invst Officer | filed 2006 - 2021 |
| Shaff Karen E | Exec. VP and General Counsel | filed 2006 - 2020 |
| Scholten Gary P | Sr VP & Ch Info Officer | filed 2006 - 2020 |
| Everett Nora Mary | President - RIS | filed 2015 - 2019 |
| Mccaughan James P | President - Global Asset Mgmt. | filed 2006 - 2018 |
| Elming Gregory Bernard | SVP & Chief Risk Officer | filed 2011 - 2018 |
| Lillis Terrance J. | Senior Vice President & CFO | filed 2008 - 2017 |
| Eucher Ralph Craig | EVP - HR & Corp Svcs | filed 2013 - 2015 |
| Okeefe Mary A | Sr. VP & Chief Mktg. Off. | filed 2006 - 2014 |
| Sorensen Norman R | Sr. VP - International | filed 2006 - 2012 |
| Lamale Ellen Z | Sr. VP & Chief Risk Officer | filed 2006 - 2011 |
| Aschenbrenner John E | President - Ins. & Fin. Svcs. | filed 2006 - 2009 |
| Gersie Michael H | Executive Vice President/CFO | filed 2006 - 2008 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.