TD Ameritrade Holding Corp
SEC CIK 1173431 · AMTD · last insider filing 2020-10-07
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Miller Irene R | Director | filed 2016 - 2020 |
| Hailey V ANN | Director | filed 2016 - 2020 |
| Moglia Joseph H | Director · Chief Executive Officer | filed 2006 - 2020 |
| Mitchell Mark L | Director | filed 2006 - 2020 |
| Prezzano Wilbur J | Director | filed 2006 - 2020 |
| Boyle Stephen J | Director · President and CEO | filed 2015 - 2020 |
| Bettino Lorenzo A | Director | filed 2014 - 2020 |
| Levitt Brian M | Director | filed 2016 - 2020 |
| Maidment Karen E. | Director | filed 2010 - 2020 |
| Ricketts Todd M | Director | filed 2011 - 2020 |
| Tessler Allan R | Director | filed 2006 - 2020 |
| Hockey Tim | Director · President | filed 2016 - 2019 |
| Tomczyk Fredric J | Director · President and CEO | filed 2006 - 2016 |
| Ricketts J JOE | Director · Chairman | filed 2006 - 2016 |
| Cook DAN W III | Director | filed 2006 - 2015 |
| Cohen Marshall A | Director | filed 2006 - 2015 |
| Ricketts J Peter | Director | filed 2006 - 2014 |
| Masrani Bharat | Director | filed 2013 - 2013 |
| Peacock Kerry | Director | filed 2012 - 2013 |
| Hatanaka William H | Director | filed 2006 - 2009 |
| Ricketts Thomas S | Director | filed 2006 - 2009 |
| Mullin Thomas J | Director | filed 2007 - 2008 |
| Slezak Robert T | Director | filed 2006 - 2007 |
| Fleisher Michael D | Director | filed 2006 - 2006 |
| Clark William Edmund | Director | filed 2006 - 2006 |
| Hutchins Glenn H | Director | filed 2006 - 2006 |
| Marinangeli Daniel A | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Desilva Peter J | EVP, Retail Distribution | filed 2017 - 2020 |
| Nally Thomas A. | Exec. VP, inst'l svcs | filed 2012 - 2020 |
| Quirk Steven M. | EVP, Trader Group | filed 2015 - 2020 |
| Peterson Jon C. | Interim CFO | filed 2019 - 2020 |
| Koplow Ellenl L S | Executive VP, General Counsel | filed 2006 - 2019 |
| Bradley Thomas Jr | Exec. VP, retail distribution | filed 2009 - 2017 |
| Adams Marvin W | Exec. VP & COO | filed 2011 - 2016 |
| Gerber William | EVP and CFO | filed 2006 - 2015 |
| Sidebottom Peter J. | Exec. VP, product & marketing | filed 2009 - 2011 |
| Bunch John | Exec. VP, retail distribution | filed 2009 - 2011 |
| Kelley David | Chief Operating Officer | filed 2007 - 2011 |
| Chochon Michael D | Treasurer | filed 2007 - 2009 |
| Garrity Laurine M | Chief Marketing Officer | filed 2007 - 2008 |
| Engel Bryce | Chief Brokerage Officer | filed 2007 - 2008 |
| Armstrong T Christian | President, Client Group | filed 2006 - 2007 |
| Hirji Asiff S | President, Client Group | filed 2006 - 2007 |
| Macdonald John R | Exec. VP, CFO | filed 2006 - 2007 |
| Bartlett Jerry | Chief Information Officer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.