Piper Sandler Companies
SEC CIK 1230245 · PJC · last insider filing 2026-06-15
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Holt Victoria M | Director | filed 2019 - 2026 |
| Soran Philip | Director | filed 2013 - 2026 |
| Taylor Scott C | Director | filed 2014 - 2026 |
| Sterling Brian R | Director | filed 2021 - 2026 |
| Mitchell Robbin | Director | filed 2021 - 2026 |
| Gallo Ann C | Director | filed 2024 - 2026 |
| Essig Stuart | Director | filed 2026 - 2026 |
| Schreier Thomas S JR | Director | filed 2018 - 2026 |
| Doyle Jonathan J | Director · Hd of Financial Services Group | filed 2020 - 2026 |
| Schoneman Debbra L. | Director · President | filed 2008 - 2026 |
| Abraham Chad R | Director · Global Co-Head IB and Cap Mkts | filed 2012 - 2026 |
| Fitzgerald William R | Director | filed 2014 - 2025 |
| Smith Sherry M | Director | filed 2016 - 2025 |
| Piper Addison L | Director · Vice Chairman | filed 2006 - 2021 |
| Larue R Scott | Director · Head Global IB and Cap Mkts | filed 2012 - 2021 |
| Johnson B Kristine | Director | filed 2006 - 2019 |
| Duff Andrew S | Director · Chairman and CEO | filed 2006 - 2019 |
| Volpi Michele | Director | filed 2010 - 2018 |
| Frazier Michael E | Director | filed 2016 - 2017 |
| Polsky Lisa | Director | filed 2007 - 2015 |
| Francis Michael | Director | filed 2006 - 2014 |
| Woodhouse Hope B | Director | filed 2011 - 2013 |
| Sims Frank L | Director | filed 2006 - 2012 |
| Taylor Jean M | Director | filed 2006 - 2012 |
| Schnettler Thomas P | Director · Vice Chairman and CFO | filed 2006 - 2011 |
| Gambale Virginia | Director | filed 2009 - 2010 |
| Kaplan Samuel L | Director | filed 2006 - 2009 |
| Zona Richard A | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Peltier Jean-Paul M | Global Co-Head IB and Cap Mkts | filed 2026 - 2026 |
| Geelan John W | General Counsel | filed 2013 - 2026 |
| Baker James P | Global Co-Head IB and Cap Mkts | filed 2019 - 2026 |
| Dillahunt Michael R | Global Co-Head IB and Cap Mkts | filed 2021 - 2026 |
| Clune Katherine Patricia | Chief Financial Officer | filed 2024 - 2026 |
| Carter Timothy L | Chief Financial Officer | filed 2006 - 2023 |
| Fairman Francis E IV | Head, Public Finance Services | filed 2006 - 2018 |
| Crawshaw Christopher D | Head of Asset Management | filed 2014 - 2017 |
| Winges Martin Bradley | Head, Fixed Income Services | filed 2009 - 2017 |
| Smith Thomas Gregory | Chief Strategy Officer | filed 2016 - 2017 |
| Klinefelter Jeffrey P | Global Head of Equities | filed 2012 - 2017 |
| Esckilsen Christine N | Chief of Human Capital | filed 2016 - 2017 |
| Harvey Stuart C. JR | President and COO | filed 2016 - 2016 |
| O'Brien Brien M | Head of Asset Management | filed 2010 - 2014 |
| Chosy James L | General Counsel | filed 2006 - 2012 |
| Peterson Robert W | Head, Private Client Services | filed 2006 - 2012 |
| Firebaugh Ronald T | Co-Head Pub Fin & Fixed Income | filed 2006 - 2012 |
| Wilson David I | CEO of Piper Jaffray Ltd. | filed 2008 - 2010 |
| Salveson Jon W | Head of Investment Banking | filed 2006 - 2010 |
| Ko Alex Po-Ming | Chairman CEO PJ Asia | filed 2008 - 2010 |
| May Benjamin T | Head, High-Yield Stru. Product | filed 2006 - 2008 |
| Sponem Sandra G | Chief Financial Officer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.