ASA LTD
SEC CIK 1230869 · ASA US · last insider filing 2026-06-10
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Merk Alexander | Director · Chief Operating Officer | filed 2019 - 2026 |
| Neilinger Neal | Director | filed 2025 - 2025 |
| Caldwell Karen | Director | filed 2025 - 2025 |
| Hoene Mary Joan | Director | filed 2014 - 2025 |
| Donovan William | Director | filed 2020 - 2025 |
| Bruce Maryann | Director | filed 2025 - 2025 |
| Desai Ketu | Director | filed 2024 - 2024 |
| Kazarian Paul Charles | Director | filed 2024 - 2024 |
| Hansen Bruce D | Director | filed 2014 - 2024 |
| Artabane Anthony J. | Director | filed 2019 - 2023 |
| Glynn Gary A | Director | filed 2013 - 2019 |
| Christensen David J | Director · Vice President - Investments | filed 2007 - 2019 |
| Pilkington Robert A | Director | filed 2019 - 2019 |
| Goldstein Phillip | Director | filed 2008 - 2013 |
| Mead Michael Lee | Director | filed 2010 - 2011 |
| Reid Julian | Director | filed 2008 - 2009 |
| Pegge Andrew | Director | filed 2008 - 2009 |
| Irwin Robert J A | Director · Chairman, President & Treas. | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Tackett Zachary R | Secretary | filed 2019 - 2025 |
| Perugini Thomas | Treasurer | filed 2025 - 2025 |
| Chekos James Joseph | Sectretary | filed 2025 - 2025 |
| Keniston Patrick J | Chief Compliance Officer | filed 2025 - 2025 |
| Jones Andrew Nicholas | Deputy CCO | filed 2025 - 2025 |
| Maletis Peter | President | filed 2019 - 2021 |
| Malaspina Gino E | Secretary | filed 2019 - 2019 |
| Shaw Karen | PFO | filed 2019 - 2019 |
| Heston Sara C | VP of Investments | filed 2014 - 2019 |
| Lin David Shunhua | Principal Financial Officer | filed 2014 - 2019 |
| Kulp Danielle | Secretary and Deputy CCO | filed 2017 - 2017 |
| Nash James Robert | Secretary | filed 2016 - 2016 |
| Huntington John Price JR | Chief Compliance Officer | filed 2015 - 2015 |
| Djeu Deborah Daphne | CCO, CLO, and Secretary | filed 2012 - 2012 |
| Wustrack Paul K JR | CCO and Secretary | filed 2012 - 2012 |
| YEE Rodney D | COO, CFO, and Treasurer | filed 2010 - 2012 |
| Schantz Steven M | Gen. Counsel, CCO & Secretary | filed 2010 - 2012 |
| Nardolillo Lawrence G. | Treasurer and CFO | filed 2009 - 2009 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.