Ticc Capital Corp.
SEC CIK 1259429 · TICC · last insider filing 2026-05-21
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Cohen Jonathan H | Director · Chief Executive Officer | filed 2006 - 2026 |
| Royce Charles M | Director | filed 2008 - 2023 |
| Novak Steven P | Director | filed 2008 - 2023 |
| Osherow Barry | Director | filed 2021 - 2021 |
| Stelljes George III | Director | filed 2016 - 2020 |
| NEU Richard W | Director | filed 2016 - 2020 |
| Obrien G Peter | Director | filed 2007 - 2014 |
| Pankopf Tonia L | Director | filed 2008 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Rosenthal Saul B | President and COO | filed 2007 - 2026 |
| Rubin Bruce L. | CFO, CS and Treasurer | filed 2015 - 2023 |
| Cummins Gerald | Chief Compliance Officer | filed 2015 - 2015 |
| Conroy Patrick | CFO, COO, Treas. and Sec. | filed 2006 - 2011 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.