Specialty Underwriters Alliance, Inc.
SEC CIK 1297568 · SUAI · last insider filing 2009-11-20
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Smith Courtney C | Director · CEO/President/Chairman of BOD | filed 2006 - 2009 |
| Groth Raymond C | Director | filed 2007 - 2009 |
| Jokiel Peter E | Director · EVP, CFO, Treasurer | filed 2006 - 2009 |
| Dean Robert E | Director | filed 2007 - 2009 |
| Zimmermann Russell E | Director | filed 2007 - 2009 |
| Whitehead Robert Harold | Director | filed 2006 - 2009 |
| Philp Paul A | Director | filed 2007 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Ferguson Gary J | SVP $ Chief Claims Officer | filed 2008 - 2009 |
| Goodreau Scott | SVP, GC & Secretary | filed 2007 - 2009 |
| Charbonneau Scott | VP & Chief Actuary | filed 2006 - 2009 |
| Rohan Daniel | Vice President and Controller | filed 2008 - 2009 |
| Cordeiro Barry G | SVP & Chief Information Off. | filed 2006 - 2009 |
| Cacchione Daniel A. | VP & Chief Underwriting Off. | filed 2007 - 2009 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.