Calamos Asset Management, Inc. /DE/
SEC CIK 1299033 · pt9wx#ui · last insider filing 2017-03-01
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Schappert Keith M | Director | filed 2012 - 2017 |
| Shiebler William N | Director | filed 2012 - 2017 |
| Eggers Thomas F | Director | filed 2012 - 2017 |
| Calamos John P SR | Director · chairman,CEO and Co-CIO | filed 2006 - 2017 |
| Gilbert Richard W | Director | filed 2006 - 2016 |
| Koudounis John S. | Director · CEO | filed 2016 - 2016 |
| Calamos Asset Management, Inc. /DE/ | Director · Sr. VP & COO - Investment & IT | filed 2009 - 2015 |
| Black Gary D | Director · EVP,Global Co-CIO,CIO Alt Strg | filed 2012 - 2015 |
| Calamos Nick P | Director · SEVP and Co-CIO | filed 2006 - 2013 |
| Bulkley G Bradford | Director | filed 2006 - 2013 |
| Knight Arthur L | Director | filed 2006 - 2012 |
| Feiger Mitchell Stuart | Director | filed 2007 - 2012 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Behan Robert | President, Head of Global Dist | filed 2015 - 2017 |
| Herman Thomas E | SVP, Chief Fiancial Officer | filed 2016 - 2016 |
| Bhatt Nimish S | SVP-Director of Operations | filed 2006 - 2016 |
| Boyne James J | SVP,General Counsel& Secretary | filed 2008 - 2013 |
| Zipfel Randall T. | Sr.VP & COO - Investments & IT | filed 2009 - 2013 |
| Felsten Gary J | SVP, director human resources | filed 2008 - 2011 |
| Baka James F | SVP, natl sales mgr-inst svcs | filed 2006 - 2010 |
| Wasiak Cristina | interim CFO | filed 2008 - 2010 |
| Jones Scott C | EVP, chief administrative ofcr | filed 2006 - 2008 |
| Kunimura Robert M | SVP, chief technology officer | filed 2006 - 2008 |
| Moriarty Philip E | SVP, natl sales mgr | filed 2006 - 2008 |
| Dudasik Patrick H | EVP, COO, CFO and treasurer | filed 2006 - 2007 |
| Hamman James S JR | EVP, Genl Counsel, Secretary | filed 2006 - 2007 |
| Innes Bruce D | Senior Vice President | filed 2006 - 2006 |
| Swanson David | EVP of distribution-marketing | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.