Optionsxpress Holdings, Inc.
SEC CIK 1299688 · OXPS · last insider filing 2011-09-01
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Soenen Michael J | Director | filed 2008 - 2011 |
| Fradkin Steven L | Director | filed 2007 - 2011 |
| Wald S Scott | Director | filed 2006 - 2011 |
| Fisher David | Director · President | filed 2006 - 2011 |
| Gray James A | Director | filed 2006 - 2011 |
| Bennett Ned W | Director · Executive Vice Chairman | filed 2006 - 2011 |
| Draft Howard C. | Director | filed 2007 - 2011 |
| Evans Bruce R | Director | filed 2006 - 2011 |
| Kalt David S | Director · CEO | filed 2006 - 2007 |
| Patrick Thomas H | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Stern Thomas E | Chief Administrative Officer | filed 2006 - 2011 |
| Bottini Peter | EVP Trading & Customer Service | filed 2008 - 2011 |
| Dewitt Adam | Chief Financial Officer | filed 2007 - 2011 |
| Chartier Kirk | Chief Marketing Officer | filed 2010 - 2011 |
| Eppen Paul E. | Chief Marketing Officer | filed 2008 - 2009 |
| Morof Benjamin | Chief Compliance Officer | filed 2006 - 2008 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.