Dow 30 Premium & Dividend Income Fund Inc.
SEC CIK 1314128 · DPD · last insider filing 2013-09-10
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Unger Laura S | Director | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Slager Joel T. | Vice President | filed 2013 - 2013 |
| Prudhomme Kathleen L | Vice President | filed 2011 - 2011 |
| Martin Larry W | Vice President and Assistant S | filed 2010 - 2010 |
| Amboian John P | CEO of Investment Adviser | filed 2010 - 2010 |
| Adams William IV | Vice President | filed 2010 - 2010 |
| Atkinson Michael T | Vice President and Assistant S | filed 2010 - 2010 |
| FOY Stephen D | Vice President and Controller | filed 2010 - 2010 |
| Lamb David J | Vice President | filed 2010 - 2010 |
| Lazar Tina M | Vice President | filed 2010 - 2010 |
| Zimmerman Gifford R | Chief Administrative Officer | filed 2010 - 2010 |
| Kelly Walter M | Vice President | filed 2010 - 2010 |
| Mccarthy Kevin J | Vice President and Secretary | filed 2010 - 2010 |
| Antosiewicz Cedric H | Vice President | filed 2010 - 2010 |
| Winget Demark L | Vice President and Assistant S | filed 2010 - 2010 |
| Rohrbacher Christopher M. | Vice President and Assistant S | filed 2010 - 2010 |
| Grace Scott S | Vice President and Treasurer | filed 2010 - 2010 |
| Ruane James | Vice President and Assistant S | filed 2010 - 2010 |
| Arriaga Nizida | Officer, Vice President | filed 2010 - 2010 |
| Mino Gregory T. | Vice President | filed 2010 - 2010 |
| Cook Margo L. | Vice President | filed 2010 - 2010 |
| Mccarthy Michelle Ann | Vice President | filed 2010 - 2010 |
| Zakem Robert M | Chief Compliance Officer | filed 2009 - 2009 |
| Rhee Michelle H. | Chief Legal Officer | filed 2009 - 2009 |
| Mcgoey Jeff E | Vice President | filed 2009 - 2009 |
| Greco Gloria | Chief Compliance Officer | filed 2008 - 2008 |
| Fuccile Michael J. | Chief Compliance Officer | filed 2008 - 2008 |
| Higuchi Michael M. | Vice President | filed 2008 - 2008 |
| Hillman James E | Treasurer | filed 2007 - 2007 |
| Johnston Catherine | Chief Compliance Oficer | filed 2007 - 2007 |
| Byrne Martin G | Chief Legal Officer | filed 2006 - 2006 |
| Molleur Denis | General Counsel | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.