Gladstone Investment Corporation\DE
SEC CIK 1321741 · GAIN · last insider filing 2026-06-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Stelljes George III | Director · Chief Investment Officer | filed 2007 - 2026 |
| Dullum David A R | Director · President | filed 2007 - 2024 |
| Gorka Katharine C | Director | filed 2024 - 2024 |
| Wilkinson Walter H | Director | filed 2014 - 2023 |
| Novara Paula | Director | filed 2022 - 2022 |
| Gladstone David | Director · Chief Executive Officer | filed 2006 - 2021 |
| Brubaker Terry LEE | Director · Chief Operating Officer | filed 2008 - 2020 |
| Merrick Caren D | Director | filed 2014 - 2015 |
| Earhart Terry | Director | filed 2012 - 2012 |
| Adelgren Paul W | Director | filed 2006 - 2012 |
| Mead Gerard | Director | filed 2006 - 2011 |
| Reilly John | Director | filed 2011 - 2011 |
| Outland John H | Director | filed 2008 - 2008 |
| English Michela A | Director | filed 2008 - 2008 |
| Parker Anthony W | Director | filed 2008 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Ritchie Taylor | Chief Financial Officer | filed 2024 - 2026 |
| Lee Christopher James | Executive Vice President | filed 2026 - 2026 |
| Highland Erika P | Executive Vice President | filed 2026 - 2026 |
| Sateri John | Chief Investment Officer | filed 2026 - 2026 |
| Hellmold Erich Michael | Co-General Counsel | filed 2025 - 2025 |
| Easton Rachael Z. | Chief Financial Officer | filed 2021 - 2023 |
| Smith Jennifer A | Valuation Officer | filed 2014 - 2022 |
| Ryan Julia | Chief Financial Officer | filed 2015 - 2020 |
| Licalsi Michael | Internal Counsel and Secretary | filed 2009 - 2020 |
| Watson David Hibbert | CFO and Treasurer | filed 2010 - 2014 |
| Perrigo Mark | Chief Financial Officer | filed 2008 - 2008 |
| Gerson Gary | Treasurer | filed 2006 - 2008 |
| Dellafiora John | Chief Compliance Officer | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.