Small Cap Premium & Dividend Income Fund, Inc.
SEC CIK 1322979 · RCC · last insider filing 2009-06-22
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Unger Laura S | Director | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Zakem Robert M | Chief Compliance Officer | filed 2009 - 2009 |
| Rhee Michelle H. | Chief Legal Officer | filed 2009 - 2009 |
| Mcgoey Jeff E | Vice President | filed 2009 - 2009 |
| Greco Gloria | Chief Compliance Officer | filed 2008 - 2008 |
| Fuccile Michael J. | Chief Compliance Officer | filed 2008 - 2008 |
| Higuchi Michael M. | Vice President | filed 2008 - 2008 |
| Johnston Catherine | Chief Compliance Officer | filed 2007 - 2007 |
| Hillman James E | Treasurer | filed 2006 - 2006 |
| Byrne Martin G | Chief Legal Officer | filed 2006 - 2006 |
| Molleur Denis | Acting Attorney | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.