Nyse Group, Inc.
SEC CIK 1326579 · NYX · last insider filing 2007-04-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Carter Marshall N | Director | filed 2006 - 2007 |
| Shapiro Robert B | Director | filed 2006 - 2007 |
| Thain John A | Director · Chief Executive Officer | filed 2006 - 2007 |
| Jackson Shirley A | Director | filed 2006 - 2007 |
| VON DER Heyden Karl M | Director | filed 2006 - 2007 |
| Ford William E | Director | filed 2006 - 2007 |
| Rivlin Alice M | Director | filed 2006 - 2007 |
| Mcnulty James J | Director | filed 2006 - 2007 |
| Mcfarland Duncan M | Director | filed 2006 - 2007 |
| Brown Ellyn L | Director | filed 2006 - 2007 |
| Mcdonald James S | Director | filed 2006 - 2007 |
| Woolard Edgar S Jr | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Kinney Catherine R | President and Co-COO | filed 2006 - 2007 |
| Putnam Gerald D | President and Co-COO | filed 2006 - 2007 |
| Chai Nelson | Exec. VP and CFO | filed 2006 - 2007 |
| Bernstein Dale B | Ex. VP Human Res. & Corp Ser. | filed 2006 - 2007 |
| Tutwiler Margaret D | Ex. VP of Comm. & Gov. Rel. | filed 2006 - 2007 |
| Robbins Rachel F | EVP and General Counsel | filed 2006 - 2007 |
| Freeman William M | SVP and Deputy General Counsel | filed 2006 - 2006 |
| Bernard Richard P | Ex. VP and Co-Gen Counsel | filed 2006 - 2006 |
| Butte Amy S | Ex. VP of Strategy & Prod Dev | filed 2006 - 2006 |
| Ketchum Richard G | Chief Ex. Off. NYSE Reg. | filed 2006 - 2006 |
| Ohara Kevin JP | Ex. VP and Co-Gen Counsel | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.