Thomas Weisel Partners Group, Inc.
SEC CIK 1340354 · TWPG · last insider filing 2010-07-02
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Hagopian B Kipling | Director | filed 2006 - 2010 |
| Irby Alton F III | Director | filed 2008 - 2010 |
| Brown Michael W | Director | filed 2007 - 2010 |
| Weisel Thomas W | Director · Chairman and CEO | filed 2006 - 2010 |
| Slivon Paul C | Director · Dir. of Institutional Sales | filed 2006 - 2010 |
| Koogle Timothy | Director | filed 2006 - 2010 |
| Barger Matthew R | Director | filed 2007 - 2010 |
| Grady Robert Edward | Director | filed 2009 - 2010 |
| Allen Thomas Ian Alexander | Director | filed 2008 - 2010 |
| Mccaffery Michael G | Director | filed 2006 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Fisher Mark P | General counsel | filed 2006 - 2010 |
| Stais Anthony V | Head of Trading | filed 2006 - 2010 |
| Raymond Bradford | Co-Head Invest. Banking | filed 2007 - 2010 |
| Mcleod William | Co-Head Invest. Banking | filed 2007 - 2010 |
| Gay Keith | Head of Research | filed 2008 - 2010 |
| Stanley Shaugn | Chief Financial Officer | filed 2008 - 2010 |
| Carbeau Thomas | Head of Institutional Sales | filed 2008 - 2010 |
| Stroub Ryan | Chief Financial Officer | filed 2009 - 2010 |
| Conacher Lionel F. | President and COO | filed 2008 - 2010 |
| Baylor David A | Chief Administrative Officer | filed 2006 - 2008 |
| Buell Stephen | Director of Research | filed 2007 - 2008 |
| Jorgensen Blake J | COO/Co-Dir. Invstmt. Banking | filed 2006 - 2007 |
| Kitts Robert W | Co-Director Inv.Bnkg&E.CstOps. | filed 2006 - 2007 |
| Heekin Timothy J | Co-Director of Trading | filed 2006 - 2006 |
| Manson Mark | Director of Research | filed 2006 - 2006 |
| West Robert K | Chief Financial Officer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.