Nuveen Diversified Commodity Fund
SEC CIK 1345801 · CFD · last insider filing 2015-08-14
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Hlavacek Sherri A | Vice President & Treasurer | filed 2015 - 2015 |
| Adams William IV | Vice President | filed 2010 - 2013 |
| Prudhomme Kathleen L | Vice President | filed 2011 - 2011 |
| Baker Douglas M. | SVP and Pf Mgr of subadvisor | filed 2010 - 2010 |
| FOY Stephen D | CFO of the issuer's manager | filed 2010 - 2010 |
| Zimmerman Gifford R | CAO of the issuer's manager | filed 2010 - 2010 |
| Nuveen Commodities Asset Management, LLC | Manager of the issuer | filed 2010 - 2010 |
| Katerndahl Carl M. | Mng. Dir. of issuer's manager | filed 2010 - 2010 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.