Cowen Holdings, Inc.
SEC CIK 1355007 · cown · last insider filing 2009-11-03
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Wardell Charles WB III | Director | filed 2006 - 2009 |
| Kurzweil Jeffrey | Director | filed 2006 - 2009 |
| Richards L Thomas | Director | filed 2006 - 2009 |
| Pool Philip B Jr | Director | filed 2006 - 2009 |
| Toffolon John E Jr | Director | filed 2006 - 2009 |
| Malcolm David M. | Director · CEO and President | filed 2008 - 2009 |
| Fennebresque Kim S | Director · Chairman,CEO & President | filed 2006 - 2008 |
| Kotler Steven | Director | filed 2006 - 2007 |
| Kaplan Mark E | Director · General Counsel | filed 2006 - 2006 |
| Ogier Jean-Jacques | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| White Christopher A | Vice President | filed 2006 - 2009 |
| Dibble William H | Head of Human Resources | filed 2006 - 2009 |
| Conner Thomas K | Chief Financial Officer | filed 2006 - 2009 |
| Egert Mark A | Chief Compliance Officer | filed 2006 - 2009 |
| Mccarthy J Kevin | General Counsel | filed 2007 - 2009 |
| Orlowski Jean | Chief Information Officer | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.