Portman Ridge Finance Corp
SEC CIK 1372807 · PTMN · last insider filing 2026-06-24
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Goldthorpe Edward J. | Director · See Remark | filed 2019 - 2026 |
| Kehler Dean C | Director | filed 2012 - 2026 |
| Grunebaum George | Director | filed 2019 - 2026 |
| Duka Alexander | Director | filed 2019 - 2026 |
| Schafer Patrick | Director · Chief Investment Officer | filed 2019 - 2026 |
| Morea Joseph | Director | filed 2020 - 2025 |
| Hazelwood Tricia Nicole | Director | filed 2022 - 2022 |
| Chou Jennifer Kwon | Director | filed 2022 - 2022 |
| Westwood Matthew Joseph | Director | filed 2020 - 2020 |
| Warshauer Robert Herman | Director | filed 2019 - 2020 |
| Lacovara Christopher | Director · Vice President | filed 2006 - 2019 |
| Dell Graeme | Director | filed 2019 - 2019 |
| Moffitt David | Director | filed 2019 - 2019 |
| Stevens C Turney JR | Director | filed 2006 - 2019 |
| Pastino Albert G | Director | filed 2006 - 2019 |
| Pearson Dayl W | Director · President and CEO | filed 2006 - 2018 |
| Jacobi C Michael | Director | filed 2006 - 2018 |
| Ward John A III | Director | filed 2013 - 2018 |
| Bloom Jay R | Director | filed 2012 - 2014 |
| Cademartori Gary | Director | filed 2006 - 2012 |
| Frieder Samuel P | Director · Vice President | filed 2006 - 2011 |
| Kohlberg James A | Director · Vice President | filed 2006 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Held David | Chief Compliance Officer | filed 2021 - 2026 |
| Satoren Brandon | See remark | filed 2024 - 2026 |
| Roos Jason T | CFO, Treasurer and Secretary | filed 2021 - 2021 |
| Devine Andrew | Chief Compliance Officer | filed 2019 - 2019 |
| Corless R Jon | Chief Investment Officer | filed 2006 - 2018 |
| Gilpin Edward U | CFO, Treasurer and Secretary | filed 2012 - 2018 |
| Gilligan Daniel P. | Vice President | filed 2010 - 2017 |
| Simeone Jill | President and CEO | filed 2013 - 2015 |
| Kratzman E A | Vice President | filed 2006 - 2011 |
| Stack John M | Vice President | filed 2007 - 2010 |
| Wirth Michael I | Chief Financial Officer | filed 2006 - 2008 |
| Theoharides Philip E | Vice President | filed 2006 - 2006 |
| Duncan David J | Vice President | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.