Newstar Financial, Inc.
SEC CIK 1373561 · NEWS · last insider filing 2017-12-22
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Cooper Bradley E | Director · See Footnotes (1), (2) and (3) | filed 2006 - 2017 |
| Ohara Maureen | Director | filed 2006 - 2017 |
| Noonan Frank R | Director | filed 2006 - 2017 |
| Thornburgh Richard E | Director | filed 2006 - 2017 |
| Conway Timothy J | Director · Chairman, CEO and President | filed 2006 - 2017 |
| Fallon Brian | Director | filed 2008 - 2017 |
| Bralver Charles N | Director | filed 2009 - 2017 |
| Union Square Partners GP, Ltd. | Director | filed 2007 - 2017 |
| Schmidt-Fellner Peter A | Director · Chief Investment Officer | filed 2006 - 2016 |
| Brooker T Kimball Jr | Director | filed 2006 - 2011 |
| Gormley Mark K | Director | filed 2006 - 2008 |
| Saunders Joseph W | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Bray John Kirby | Chief Financial Officer | filed 2006 - 2017 |
| Mcauliffe Patrick F | Head, Leveraged Finance | filed 2012 - 2017 |
| Mccready Daniel D. | Chief Investment Officer | filed 2013 - 2017 |
| du Four Mark R. | Head of Capital Markets | filed 2015 - 2017 |
| Frishkopf John J | Treasurer, Assistant Secretary | filed 2012 - 2016 |
| Dobies David R | M.Direct. & Head Mid Mkt. Corp | filed 2006 - 2013 |
| Clemmens Robert T | Chief Credit Officer | filed 2008 - 2013 |
| Shoyer Timothy C | M.Dir.&Co-Head Mid Mkt Corp. | filed 2006 - 2008 |
| Burnaman Phillip R II | M.Dir. & Head Structured Prods | filed 2006 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.