Saratoga Investment Corp.
SEC CIK 1377936 · SAR · last insider filing 2026-01-30
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Oberbeck Christian L | Director · President and CEO | filed 2010 - 2026 |
| Steenkamp Henri J | Director · Interim CFO and CCO | filed 2014 - 2025 |
| Looney Steven M | Director | filed 2007 - 2022 |
| Williams George Cabell III | Director | filed 2007 - 2020 |
| Grisius Michael J | Director · President and Director | filed 2011 - 2016 |
| Whitman III Charles S | Director | filed 2007 - 2011 |
| Petrocelli Richard A | Director · CFO, Secretary, CCO | filed 2010 - 2010 |
| Hayden Richard M | Director · Chairman, Board of Directors | filed 2007 - 2010 |
| Inglesby Thomas V | Director · Chief Executive Officer | filed 2007 - 2008 |
| Cummings Robert F JR | Director | filed 2007 - 2007 |
| Barker Peter K | Director | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Thompson David B JR | vice President of Corp. Credit | filed 2007 - 2008 |
| Allorto Richard T JR | Chief Financial Officer | filed 2007 - 2008 |
| Turkedjiev Ivo | VP Corporate Credit Group | filed 2008 - 2008 |
| George Allison | VP Corporate Credit Group | filed 2008 - 2008 |
| Wright Alexander B | Man. Dir. of CCG of GSC Group | filed 2007 - 2008 |
| Libassi Thomas J | Member of Investment Committee | filed 2007 - 2008 |
| Katzenstein Seth M | Man. Dir. of CCG of GSC Group | filed 2007 - 2007 |
| Castro Daniel I JR | Member of Inv. Comm. | filed 2007 - 2007 |
| Rice David C | Chief Compliance Officer | filed 2007 - 2007 |
| Kline John R | Vice Pres. Corp. Credit | filed 2007 - 2007 |
| Goret David L | Vice President and Secretary | filed 2007 - 2007 |
| Siegel Harvey E | Man. Dir. of CCG of GSC Group | filed 2007 - 2007 |
| Monticciolo Michael J | Chief Compliance Officer | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.