Heartware LTD
SEC CIK 1389072 · HTWR · last insider filing 2016-08-24
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Larkin C Raymond JR | Director | filed 2008 - 2016 |
| Barberich Timothy J | Director | filed 2008 - 2016 |
| Oesterle Stephen N. | Director | filed 2016 - 2016 |
| Feldmann Cynthia L | Director | filed 2012 - 2016 |
| Godshall Douglas Evan | Director · President & Chief Exec Officer | filed 2007 - 2016 |
| Thomas Robert Bain | Director | filed 2007 - 2016 |
| Stockman Robert Bernard | Director | filed 2007 - 2016 |
| Wade Denis Newell | Director | filed 2007 - 2016 |
| Harrison Seth Loring | Director | filed 2007 - 2016 |
| Cornell Chadwick | Director | filed 2016 - 2016 |
| Bennett Christine Constance | Director | filed 2007 - 2012 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Mcaree Peter F | SVP, CFO and Treasurer | filed 2012 - 2016 |
| Larose Jeffrey | Chief Scientific Officer | filed 2007 - 2016 |
| Schuermann James | Vice President, Sales | filed 2007 - 2016 |
| Knopf Lawrence J | General Counsel | filed 2011 - 2016 |
| Strong Mark | Senior VP, R&D and Quality | filed 2014 - 2016 |
| Leadley Katrin | Chief Medical Officer | filed 2014 - 2016 |
| Yocher Robert E | SVP, Regulatory & Quality | filed 2011 - 2015 |
| Hathaway David R | Chief Medical Officer | filed 2008 - 2014 |
| Farrell Lauren | Vice President, Finance | filed 2008 - 2012 |
| Mcintyre David | Chief Financial Officer | filed 2007 - 2011 |
| Paz Ramon | Vice President, Quality Assur. | filed 2007 - 2011 |
| Held Jeffrey | General Counsel | filed 2010 - 2010 |
| Yomtov Barry | Vice President, Engineering | filed 2007 - 2010 |
| Foley Jennifer | Vice Pres., Clin & Reg Affairs | filed 2007 - 2008 |
| Reedy Jane | Vice President, Clinical & Mkt | filed 2007 - 2007 |
| Rowe Dozier | Chief Operating Officer | filed 2007 - 2007 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.