Pzena Investment Management, Inc.
SEC CIK 1399249 · PZN · last insider filing 2022-11-02
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Greenblatt Joel | Director | filed 2007 - 2022 |
| Pzena Richard Stanton | Director · Chairman, CEO and Co-CIO | filed 2007 - 2022 |
| Lipsey William Louis | Director · Pres., Marketing/Client Serv. | filed 2007 - 2022 |
| Goetz John Paul | Director · President, Co-CIO | filed 2007 - 2022 |
| Galbraith Steven M | Director | filed 2007 - 2022 |
| Meyerowich Richard P. | Director | filed 2007 - 2022 |
| Johnston Charles D | Director | filed 2014 - 2022 |
| Cai Chenyu Caroline | Director · Executive Vice President | filed 2019 - 2022 |
| Jeffries Shavar Dakel | Director | filed 2021 - 2022 |
| Tysoe Ronald W | Director | filed 2008 - 2014 |
| Ullman Myron E III | Director | filed 2007 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Doran Jessica R | Chief Financial Officer | filed 2016 - 2022 |
| Fire Evan K. | Chief Operating Officer | filed 2019 - 2022 |
| Bachman Gary J | Chief Operating Officer | filed 2012 - 2019 |
| Peterson Michael D | Executive Vice President | filed 2011 - 2017 |
| Despirito Antonio | Executive Vice President | filed 2011 - 2015 |
| Krishna A. Rama | President, International | filed 2007 - 2013 |
| Martin Gregory S | Chief Financial Officer | filed 2009 - 2013 |
| Palladino Wayne | Chief Financial Officer | filed 2007 - 2009 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.