Ellington Financial LLC
SEC CIK 1411342 · EFC · last insider filing 2026-05-13
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Vranos Michael W | Director · Co-Chief Investment Officer | filed 2010 - 2026 |
| Mumford Lisa | Director · Chief Financial Officer | filed 2010 - 2026 |
| Simon Ronald I | Director | filed 2010 - 2025 |
| Resendez Edward | Director | filed 2010 - 2025 |
| Dannhauser Stephen J | Director | filed 2021 - 2025 |
| Robards Thomas F | Director | filed 2010 - 2020 |
| Penn Laurence | Director · CEO and President | filed 2010 - 2020 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Smernoff Chris | Chief Accounting Officer | filed 2018 - 2025 |
| Herlihy John | Chief Financial Officer | filed 2018 - 2025 |
| Tecotzky Mark | Co-Chief Investment Officer | filed 2010 - 2018 |
| Margolis Daniel R. | Secretary | filed 2010 - 2010 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.