Financial Engines, Inc.
SEC CIK 1430592 · FNGN · last insider filing 2018-07-23
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Kunz Heidi | Director | filed 2010 - 2018 |
| Shoven John B | Director | filed 2010 - 2018 |
| Yoffie David B | Director | filed 2011 - 2018 |
| Huret Robert A | Director | filed 2011 - 2018 |
| Grundfest Joseph | Director | filed 2010 - 2018 |
| Martin Michael E. | Director | filed 2016 - 2018 |
| Grossman Blake R. | Director | filed 2011 - 2018 |
| Raffone Lawrence M. | Director · See Remarks | filed 2010 - 2018 |
| Berg-Lacy E. Olena | Director | filed 2010 - 2018 |
| Warburg Pincus X, L.P. | Director | filed 2016 - 2017 |
| Warburg Pincus X LLC | Director | filed 2016 - 2017 |
| Warburg Pincus Private Equity X, L.P. | Director | filed 2016 - 2017 |
| Warburg Pincus X Partners, L.P. | Director | filed 2016 - 2017 |
| Warburg Pincus Partners GP LLC | Director | filed 2016 - 2017 |
| Warburg Pincus Partners, L.P. | Director | filed 2016 - 2017 |
| WPP GP LLC | Director | filed 2016 - 2017 |
| Warburg Pincus & CO. | Director | filed 2016 - 2017 |
| Koontz Paul G | Director | filed 2010 - 2016 |
| Maggioncalda Jeffrey Nacey | Director · CEO and President | filed 2010 - 2014 |
| Wolfson Mark A | Director | filed 2010 - 2012 |
| Kramlich C Richard | Director | filed 2010 - 2010 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Bunch John | President, FE Advisors | filed 2016 - 2018 |
| Jones Christopher L. | See Remarks | filed 2010 - 2018 |
| O'Donnell Kelly | EVP, CAO & CRO | filed 2013 - 2018 |
| Foster Craig L | EVP & CFO | filed 2017 - 2018 |
| Cruse Gina M | EVP, Human Resources | filed 2015 - 2018 |
| Antone Lewis JR | EVP, General Counsel and Sec. | filed 2016 - 2018 |
| Campbell Michael Jerome | EVP, Technology | filed 2014 - 2017 |
| Sims Raymond J. | See Remarks | filed 2010 - 2017 |
| Cheong Chung Meng | EVP, Product & Consumer Mktg | filed 2014 - 2016 |
| Gamble Paul | EVP, Distrib & Inst Services | filed 2012 - 2016 |
| Tuttle Anne S. | See Remarks | filed 2010 - 2016 |
| Costello Mark Peter | EVP, Service Delivery | filed 2014 - 2016 |
| Sharp Mary LEE | EVP Human Resources | filed 2012 - 2014 |
| Hallee Garry W. | See Remarks | filed 2010 - 2014 |
| Bower June | EVP Marketing | filed 2012 - 2012 |
| Behrman Deborah J. | VP, Human Resources | filed 2010 - 2011 |
| Fine Kenneth M. | See Remarks | filed 2010 - 2011 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.