Gain Capital Holdings, Inc.
SEC CIK 1444363 · [GCAP] · last insider filing 2020-08-04
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Schenk Joseph A | Director | filed 2010 - 2020 |
| Sugden Chris | Director | filed 2010 - 2020 |
| Stevens Glenn Henry | Director · President, CEO and Director | filed 2010 - 2020 |
| Calhoun Christopher Warren | Director | filed 2010 - 2020 |
| Bevilacqua Thomas A | Director | filed 2011 - 2020 |
| Ipgl NO. 1 LTD | Director | filed 2017 - 2020 |
| Ipgl Ltd | Director | filed 2017 - 2020 |
| Quick Peter | Director | filed 2010 - 2020 |
| Rhoten John Douglas | Director | filed 2019 - 2019 |
| Goor Alex | Director | filed 2017 - 2019 |
| Richards Mark William Lane | Director | filed 2018 - 2018 |
| Galant Mark E | Director | filed 2010 - 2013 |
| 3i U.S. Growth Corp | Director | filed 2010 - 2013 |
| Lyons Susanne D | Director | filed 2010 - 2013 |
| Mills James Connell | Director | filed 2010 - 2011 |
| 3i Group PLC | Director | filed 2010 - 2010 |
| Mccrory Gerry | Director | filed 2010 - 2010 |
| 3i Technology Partners III L.P. | Director | filed 2010 - 2010 |
| 3i US Growth Partners LP | Director | filed 2010 - 2010 |
| 3i Growth Capital (USA) D L.P. | Director | filed 2010 - 2010 |
| 3i Growth Capital (USA) E L.P. | Director | filed 2010 - 2010 |
| 3i Growth Capital (USA) P L.P. | Director | filed 2010 - 2010 |
| 3i Technology Corp | Director | filed 2010 - 2010 |
| O'Grady Crevan | Director | filed 2010 - 2010 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Rotsztain Diego | See Remarks | filed 2011 - 2020 |
| Rose Nigel | Chief Financial Officer | filed 2016 - 2020 |
| Hine Alastair | Chief Operating Officer | filed 2017 - 2020 |
| Roady Samantha | President - Retail | filed 2010 - 2019 |
| Scott Jeffrey | Chief Operating Officer | filed 2011 - 2016 |
| Emerson Jason | Chief Financial Officer | filed 2014 - 2015 |
| Carlough Daryl | Interim CFO & Treasurer | filed 2010 - 2013 |
| O'Sullivan Timothy | Head of Trading | filed 2010 - 2012 |
| O'Brien Kenneth William | Sr VP, Strategic Integration | filed 2010 - 2012 |
| Haines Andrew | Chief Information Officer | filed 2010 - 2011 |
| Lyons Henry C | Chief Fin. Off and Treasurer | filed 2010 - 2011 |
| Bobinski Alex R | Exec. Vice Pres., Operations | filed 2010 - 2011 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.