Cowen INC.
SEC CIK 1466538 · COWN · last insider filing 2023-03-01
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Dietze Katherine Elizabeth | Director | filed 2011 - 2023 |
| Kotler Steven | Director | filed 2010 - 2023 |
| Solomon Jeffrey M | Director · President | filed 2009 - 2023 |
| Leibowitz Lawrence E | Director | filed 2018 - 2023 |
| Rediker Douglas | Director | filed 2015 - 2023 |
| Kim Lorence H. | Director | filed 2022 - 2023 |
| Gonsalves Gregg A | Director | filed 2020 - 2023 |
| Barth Brett H | Director | filed 2018 - 2023 |
| Poster Margaret L | Director | filed 2019 - 2023 |
| Nusbaum Jack H | Director | filed 2009 - 2020 |
| Markowitz Jerome S | Director | filed 2009 - 2020 |
| Wright Joseph R JR | Director | filed 2009 - 2018 |
| Cohen Peter A | Director · Chairman, CEO, President | filed 2009 - 2018 |
| Strauss Thomas W | Director · Chairman, Ramius | filed 2009 - 2015 |
| RCG Holdings LLC | Director | filed 2009 - 2013 |
| Toffolon John E Jr | Director | filed 2009 - 2013 |
| Labranche George M L IV | Director · Senior Managing Director | filed 2011 - 2011 |
| Malcolm David M. | Director · Chair. Cowen and Company, LLC | filed 2009 - 2010 |
| Kroll Jules B | Director | filed 2009 - 2010 |
| Wardell Charles WB III | Director | filed 2009 - 2010 |
| Richards L Thomas | Director | filed 2009 - 2010 |
| Spezzotti Edoardo | Director | filed 2009 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Lasota Stephen | Chief Financial Officer | filed 2009 - 2023 |
| Littman Owen S | General Counsel | filed 2011 - 2023 |
| Holmes John J | Chief Operating Officer | filed 2013 - 2023 |
| Singer Michael | CEO & President, Ramius LLC | filed 2013 - 2016 |
| Stark Morgan B | Chair. Ramius Alt. Investments | filed 2009 - 2011 |
| White Christopher A | Chief of Staff | filed 2009 - 2010 |
| Ogilvie Marran H. | Partner Managing Director | filed 2009 - 2009 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.