Imperial Holdings, LLC
SEC CIK 1494448 · IFT · last insider filing 2021-04-07
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Curry Patrick J | Director · Interim CEO | filed 2017 - 2021 |
| PJC Investments, LLC | Director | filed 2017 - 2021 |
| Patterson ROY | Director | filed 2017 - 2020 |
| Knapp Robert C | Director | filed 2017 - 2019 |
| Houk Matthew D | Director | filed 2018 - 2019 |
| Sarachek Joseph E | Director | filed 2017 - 2019 |
| Wolf James G. | Director | filed 2019 - 2019 |
| Brennan Patrick Thomas | Director | filed 2018 - 2018 |
| Jsarco, LLC | Director | filed 2017 - 2018 |
| Topco 1, LLC | Director | filed 2017 - 2018 |
| Mitchell Antony | Director · Chief Executive Officer | filed 2011 - 2017 |
| Hua James | Director | filed 2017 - 2017 |
| Dakos Andrew | Director | filed 2012 - 2017 |
| Epstein Matthew Todd | Director | filed 2017 - 2017 |
| Goldstein Phillip | Director | filed 2012 - 2016 |
| Hellerman Gerald | Director | filed 2012 - 2016 |
| Chadwick James M | Director | filed 2013 - 2016 |
| Crow Michael A. | Director | filed 2011 - 2016 |
| Nathan Gilbert E | Director | filed 2015 - 2016 |
| Dayan Richard | Director | filed 2013 - 2015 |
| Rosenberg Robert Mark | Director | filed 2011 - 2013 |
| Neuman Jonathan | Director · President and Chief Op. Off. | filed 2011 - 2011 |
| Higgins Walter M | Director | filed 2011 - 2011 |
| Buzen David A. | Director | filed 2011 - 2011 |
| Wyrough A. Penn Hill | Director | filed 2011 - 2011 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Martinez Miriam | Senior Vice President | filed 2012 - 2019 |
| Simony Jack | VP and CIO | filed 2018 - 2019 |
| Werblowsky Harvey Z | VP, CLO and GC | filed 2018 - 2019 |
| Sasso David | Senior Vice President | filed 2015 - 2016 |
| O'Reilly Christopher J | General Counsel and Secretary | filed 2016 - 2016 |
| O'Connell Rory | Chief Financial Officer | filed 2011 - 2015 |
| Altschuler Michael | General Counsel & Secretary | filed 2012 - 2013 |
| Parsley Jerome Allen | Principal Accounting Officer | filed 2011 - 2011 |
| Benaim Deborah | Sr. Vice President | filed 2011 - 2011 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.