Oxford Lane Capital Corp.
SEC CIK 1495222 · OXLC · last insider filing 2024-12-17
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Rosenthal Saul B | Director · President | filed 2011 - 2024 |
| Cohen Jonathan H | Director · Chief Executive Officer | filed 2011 - 2024 |
| Ashenfelter Mark Jeffrey | Director | filed 2011 - 2023 |
| Reardon John Stuart | Director | filed 2011 - 2020 |
| Shin David S. | Director | filed 2011 - 2020 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Rubin Bruce L. | CFO, SEC, TREAS | filed 2015 - 2020 |
| Cummins Gerald | Chief Compliance Officer | filed 2015 - 2015 |
| Conroy Patrick | CFO, CCO, Corporate Secretary | filed 2011 - 2014 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.