Pennantpark Floating Rate Capital Ltd.
SEC CIK 1504619 · PFLT · last insider filing 2026-05-12
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Briones Jose A | Director | filed 2022 - 2026 |
| Flug Jeffrey | Director | filed 2011 - 2022 |
| Katz Samuel L | Director | filed 2011 - 2020 |
| Bernstein Adam K | Director | filed 2011 - 2020 |
| Penn Arthur H | Director · Chairman and CEO | filed 2011 - 2020 |
| Brozost Marshall | Director | filed 2011 - 2011 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Allorto Richard T JR | CFO and Treasurer | filed 2022 - 2026 |
| Cheung Richard | See Remarks | filed 2021 - 2021 |
| Efrat Aviv | Chief Financial Officer | filed 2011 - 2020 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.