Lument Finance Trust, Inc.
SEC CIK 1547546 · OAKS · last insider filing 2026-05-27
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Cummins Neil A. | Director | filed 2013 - 2026 |
| Keenan Walter C | Director | filed 2015 - 2026 |
| Hunt James Christopher | Director | filed 2018 - 2026 |
| Houlihan William A | Director | filed 2013 - 2026 |
| Carroll David C. | Director · CEO and President | filed 2013 - 2017 |
| Oston David | Director · CFO, Secretary and Treasurer | filed 2013 - 2017 |
| Pearce Thomas M. Jr. | Director | filed 2013 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Briggs James A | Chief Financial Officer | filed 2018 - 2025 |
| Flynn James Peter | Chief Executive Officer | filed 2018 - 2025 |
| Henson James J | PRESIDENT | filed 2023 - 2024 |
| Larsen Michael P | President | filed 2018 - 2022 |
| Chong Kian Fui (Paul) | Chief Investment Officer | filed 2013 - 2017 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.