Liquid Holdings Group, Inc.
SEC CIK 1562594 · LIQD · last insider filing 2016-06-21
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Simone Victor R Jr | Director | filed 2013 - 2016 |
| Francescani David | Director | filed 2013 - 2016 |
| Suskind Dennis A | Director | filed 2013 - 2016 |
| Storms Brian M | Director · Vice Chairman | filed 2013 - 2015 |
| Zavarro Allan | Director | filed 2013 - 2015 |
| Bernstein Jay Howard | Director | filed 2013 - 2015 |
| Davy Darren | Director | filed 2013 - 2015 |
| Guarino Alan C. | Director | filed 2014 - 2014 |
| Raquet Walter F | Director | filed 2013 - 2014 |
| Ross Thomas Rogerson | Director | filed 2013 - 2014 |
| Ferdinand Holdings, LLC | Director · Head of Corporate Strategy | filed 2013 - 2014 |
| Ferdinand Trading II, LLC | Director · Head of Corporate Strategy | filed 2013 - 2014 |
| LT World Ltd LLC | Director · Head of Corporate Strategy | filed 2013 - 2014 |
| Ferdinand Brian | Director · Head of Corporate Strategy | filed 2013 - 2014 |
| Schaeffer Richard | Director | filed 2013 - 2014 |
| Schaeffer Holdings, LLC | Director | filed 2013 - 2014 |
| Shaf Holdings LLC | Director | filed 2013 - 2014 |
| Schaeffer Group, LLC | Director | filed 2013 - 2014 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Kent Peter R | Chief Financial Officer | filed 2014 - 2016 |
| Cooper Bruce P | Chief Technology Officer | filed 2015 - 2016 |
| Ibietatorremendia Jose | General Counsel | filed 2013 - 2016 |
| Shifrin Kenneth David | Chief Financial Officer | filed 2013 - 2015 |
| Lee Tsai-Pyng (Jim) | Chief Administrative Officer | filed 2013 - 2015 |
| O'Boyle Robert | President | filed 2013 - 2015 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.