RCS Capital Corp
SEC CIK 1568832 · RCAP · last insider filing 2016-02-16
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Scher Bradley E | Director | filed 2016 - 2016 |
| Auerbach Mark | Director | filed 2013 - 2015 |
| Brown Jeffrey J | Director | filed 2014 - 2015 |
| Mcmillen Charles Thomas | Director | filed 2013 - 2015 |
| Wood Howell D | Director | filed 2013 - 2015 |
| Kahane William M | Director · Chief Executive Officer | filed 2013 - 2015 |
| Schorsch Nicholas S | Director · Exec Chairman of Board of Dir. | filed 2013 - 2015 |
| Conboy Michael William | Director | filed 2015 - 2015 |
| Roth R Lawrence | Director | filed 2015 - 2015 |
| Budko Peter M | Director · Chief Investment Officer | filed 2013 - 2015 |
| Rowan Marc J | Director | filed 2015 - 2015 |
| Civale Anthony | Director | filed 2015 - 2015 |
| Weil Edward M Jr. | Director · President, Treas. & Secretary | filed 2013 - 2015 |
| Jones Brian D | Director · See remarks | filed 2013 - 2015 |
| Block Brian S | Director · CFO & Ass. Secretary | filed 2013 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Nygaard Brian L | Chief Operating Officer | filed 2014 - 2015 |
| Grady John Henry | Chief Str. & Risk Off. | filed 2015 - 2015 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.