Nuveen Flexible Investment Income Fund
SEC CIK 1573312 · JPW · last insider filing 2017-05-15
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Jones Nathaniel T. | Vice President and Treasurer | filed 2016 - 2017 |
| Rohrbacher Christopher M. | 10/01/2016 | filed 2016 - 2016 |
| Hlavacek Sherri A | Vice President and Treasurer | filed 2015 - 2015 |
| Lamb David J | Vice President | filed 2015 - 2015 |
| Slager Joel T. | Vice President | filed 2013 - 2013 |
| Adams William IV | Vice President | filed 2013 - 2013 |
| Ferjuson Lorna C | Vice President | filed 2013 - 2013 |
| FOY Stephen D | Vice President and Controller | filed 2013 - 2013 |
| Lazar Tina M | Vice President | filed 2013 - 2013 |
| Zimmerman Gifford R | Chief Administrative Officer | filed 2013 - 2013 |
| Prudhomme Kathleen L | Vice President and Secretary | filed 2013 - 2013 |
| Kelly Walter M | Chief Comp Off & VP | filed 2013 - 2013 |
| Mccarthy Kevin J | Vice President and Secretary | filed 2013 - 2013 |
| Antosiewicz Cedric H | Vice President | filed 2013 - 2013 |
| Grace Scott S | Vice President & Treasurer | filed 2013 - 2013 |
| Cook Margo L. | Vice President | filed 2013 - 2013 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.