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Pennant 504 Fund

SEC CIK 1582138 · XPNNX · last insider filing 2019-03-12

Directors (from insider filings)

NameCapacity as filedFilings
Stelljes George III Director filed 2013 - 2013
Elste Mark Arthur Director · Chairman and President filed 2013 - 2013
Lavelle Cornelius J Director filed 2013 - 2013
Singleton J Clay Director filed 2013 - 2013

Officers (from insider filings)

NameTitle as filedFilings
Calfo Lee A. President filed 2019 - 2019
Cordle Polly W. Chief Compliance Officer filed 2019 - 2019
Smith Kenneth R. Secretary filed 2019 - 2019
Gladue Joseph Treasurer filed 2019 - 2019
Yurkanin Walter J. Treas. and Prin. Fin. Off. filed 2013 - 2015
Mahan James S III Manager filed 2015 - 2015
Pelos Constantine Andrew Chief Compliance Officer filed 2015 - 2015
Sutherland John W. Secretary and Treasurer filed 2015 - 2015
Blanchard Jordan M. Chief Operating Officer filed 2015 - 2015
Judge Robert O. Chief Investment Officer filed 2015 - 2015
Williams William L. III Manager filed 2015 - 2015
Conger Scott M. Sec. Chief Compl. Officer filed 2013 - 2015

About this record

From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.

Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.