Fifth Street Asset Management Inc.
SEC CIK 1611988 · FSAM · last insider filing 2017-12-11
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Harrison Thomas L | Director | filed 2014 - 2017 |
| Arthur Michael W | Director | filed 2016 - 2017 |
| Brandt Thomas Howard | Director | filed 2015 - 2017 |
| Berman Bernard D | Director · President and CCO | filed 2014 - 2017 |
| Tannenbaum Leonard M | Director · Chief Executive Officer | filed 2014 - 2017 |
| Frank Alexander C | Director · COO & CFO | filed 2014 - 2017 |
| Velgot James F | Director | filed 2015 - 2017 |
| Bond Jodi Hanson | Director | filed 2017 - 2017 |
| August Nathaniel H. | Director | filed 2016 - 2016 |
| Gordon Mark Jeffrey | Director | filed 2014 - 2015 |
| Anderson David J | Director | filed 2014 - 2015 |
| Meyer Frank C | Director | filed 2014 - 2015 |
| Cooper Wayne | Director | filed 2014 - 2015 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Dimitrov Ivelin M. | Chief Investment Officer | filed 2014 - 2017 |
| Dalton Patrick J | Co-President | filed 2017 - 2017 |
| Noreika Steven M. | Chief Accounting Officer | filed 2014 - 2014 |
| Owens Todd | Co-President | filed 2014 - 2014 |
| Harrison David H. | Executive VP & Secretary | filed 2014 - 2014 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.