Skip to content
Governance Register

← US public companies

Riverpark Floating Rate Cmbs Fund

SEC CIK 1679230 · RCRIX · last insider filing 2017-10-06

Directors (from insider filings)

NameCapacity as filedFilings
Schaja Mordecai Director · President filed 2017 - 2017
Browne Richard Director filed 2017 - 2017
Balsam Ira Steven Director filed 2017 - 2017
Rubin Mitchell J. Director filed 2017 - 2017
Sachs David Director filed 2017 - 2017

Officers (from insider filings)

NameTitle as filedFilings
Genova Paul Colin Secretary filed 2017 - 2017
Kelly Matthew H Vice President filed 2017 - 2017
Connors Stephen Treasurer and CFO filed 2017 - 2017

About this record

From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.

Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.