Highland Opportunities & Income Fund
SEC CIK 1710680 · HFRO · last insider filing 2026-06-11
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Froehlich Robert J | Director | filed 2017 - 2022 |
| Norris Dustin | Director · Secretary | filed 2018 - 2022 |
| Mcwhorter Dorri | Director | filed 2022 - 2022 |
| Corrie Pamela B | Director | filed 2022 - 2022 |
| Ward Bryan A | Director | filed 2017 - 2017 |
| Powell Ethan | Director | filed 2017 - 2017 |
| HUI Timothy K | Director | filed 2017 - 2017 |
| Honis John | Director | filed 2017 - 2017 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Waterhouse Frank George | See Remarks | filed 2017 - 2022 |
| Vitiello Stephanie | Chief Compliance Officer | filed 2021 - 2022 |
| Post Robert Jason | Chief Compliance Officer | filed 2017 - 2021 |
| Mitts Brian | PEO, PFO & Assistant Treasurer | filed 2021 - 2021 |
| Ross James Bradley | See Remarks | filed 2017 - 2018 |
| Parker LEE Blackwell III | Executive Vice President | filed 2017 - 2017 |
| Stoops Clifford | Assistant Treasurer | filed 2017 - 2017 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.