Capital Southwest Corp
SEC CIK 17313 · CSWC · last insider filing 2026-06-30
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Rogers-Windsor Ramona Lynn | Director | filed 2021 - 2026 |
| Battist Christine | Director | filed 2018 - 2026 |
| Sarner Michael Scott | Director · Senior Vice President | filed 2015 - 2026 |
| Thomas William R III | Director · Vice President | filed 2006 - 2026 |
| Furst Jack D | Director | filed 2014 - 2025 |
| Brooks David R | Director | filed 2014 - 2025 |
| Diehl Bowen S | Director · SVP, CIO | filed 2014 - 2024 |
| Morgan Thomas Duane | Director | filed 2012 - 2021 |
| Wilson John H | Director | filed 2006 - 2018 |
| Armes Joseph B | Director · President and CEO | filed 2013 - 2017 |
| Ligon Samuel B | Director | filed 2006 - 2015 |
| Martin Gary L | Director · Vice President | filed 2006 - 2014 |
| Strup Richard F. | Director | filed 2012 - 2012 |
| Burton Donald W | Director | filed 2006 - 2012 |
| Henderson Graeme W | Director | filed 2006 - 2009 |
| Thomas William R | Director · President & CEO | filed 2007 - 2007 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Weinstein Joshua S. | Senior Managing Director & CIO | filed 2021 - 2026 |
| Rehberger Chris | Chief Financial Officer | filed 2025 - 2026 |
| Ashbaugh William M | Sr. VP, Managing Director | filed 2006 - 2018 |
| Kelley Douglas M. | Sr. VP, Managing Director | filed 2015 - 2018 |
| Golden Matthew Bailey | Vice President | filed 2012 - 2015 |
| Mudd Christopher J | Sr. VP of Operations | filed 2015 - 2015 |
| Schwertner RAY D. | Vice President | filed 2010 - 2014 |
| Tacke Kelly | Sr. VP, CFO and Treasurer | filed 2013 - 2014 |
| Neblett Glenn M. | Vice President | filed 2010 - 2014 |
| Morris Tracy L. | Chief Financial Officer; Secy | filed 2008 - 2013 |
| Gohlke Henry James | Vice President | filed 2012 - 2013 |
| Shedd Christopher Scott | Vice President | filed 2012 - 2013 |
| Peterson Jeffrey G | Vice President | filed 2006 - 2012 |
| Bela Marquez D | Vice President | filed 2010 - 2012 |
| Hodgson Susan K | Secretary-Treasurer | filed 2006 - 2007 |
| Hamner Patrick F | Senior Vice President* | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.