City National Rochdale Strategic Credit Fund
SEC CIK 1737936 · CNROX · last insider filing 2023-11-16
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Simms Shelley Y. | Director | filed 2023 - 2023 |
| Miller Julie C | Director | filed 2020 - 2020 |
| Nadel Jay C | Director | filed 2018 - 2018 |
| Wolford James R. | Director | filed 2018 - 2018 |
| Hunt Jon C. | Director | filed 2018 - 2018 |
| Hanwacker Daniel A SR | Director | filed 2018 - 2018 |
| Clare Andrew S. | Director | filed 2018 - 2018 |
| Kozlen Vernon C. | Director | filed 2018 - 2018 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Metzger Andrew | Treasurer | filed 2023 - 2023 |
| Levy Rochelle | Chief Compliance Officer (1) | filed 2023 - 2023 |
| Carbone Peter Michael | Chief Compliance Officer | filed 2021 - 2021 |
| Galvin Thomas Arthur | President & CEO | filed 2021 - 2021 |
| Cepler Mitchell | Vice Pres./Asst. Treasurer | filed 2020 - 2020 |
| Andrews Don | Chief Compliance Officer | filed 2020 - 2020 |
| D'Alessandro Garrett | President | filed 2018 - 2018 |
| Kleinschmidt Eric J | Treasurer | filed 2018 - 2018 |
| Lukaj Michael S | Vice-President | filed 2018 - 2018 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.