New Mountain Guardian III BDC, L.L.C.
SEC CIK 1781870 · None · last insider filing 2024-12-23
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Ogens David | Director | filed 2019 - 2019 |
| Weinstein Adam B. | Director · Executive Vice President | filed 2019 - 2019 |
| Hurley Alfred F Jr | Director | filed 2019 - 2019 |
| Kline John | Director · President & COO | filed 2019 - 2019 |
| Arnold Rome G. III | Director | filed 2019 - 2019 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Corbett Kris | CFO and Treasurer | filed 2023 - 2023 |
| Hartswell Joseph W. | Chief Compliance Officer | filed 2022 - 2022 |
| Boswerger Laura Holson | Chief Operating Officer | filed 2022 - 2022 |
| Hamwee Robert | Chief Executive Officer | filed 2019 - 2019 |
| Kajee Shiraz | CFO & Treasurer | filed 2019 - 2019 |
| Jerry Karrie J. | Chief Compliance Off &Corp Sec | filed 2019 - 2019 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.