Caterpillar INC
SEC CIK 18230 · CAT · last insider filing 2026-06-29
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Wilkins Rayford JR | Director | filed 2017 - 2026 |
| Schwab Susan C | Director | filed 2009 - 2026 |
| Reed Debra L | Director | filed 2015 - 2026 |
| Maclennan David | Director | filed 2021 - 2026 |
| Fish James C Jr | Director | filed 2023 - 2026 |
| Keene Nazzic S | Director | filed 2024 - 2026 |
| Marks Judith Fran | Director | filed 2023 - 2026 |
| Johnson Gerald | Director | filed 2021 - 2026 |
| Umpleby III Donald J | Director · Group President | filed 2013 - 2026 |
| Dickinson Daniel M | Director | filed 2006 - 2024 |
| Calhoun David L | Director | filed 2011 - 2024 |
| Ayotte Kelly | Director | filed 2017 - 2023 |
| Rust Edward B JR | Director | filed 2006 - 2022 |
| White Miles D | Director | filed 2011 - 2022 |
| Gallardo Juan | Director | filed 2006 - 2021 |
| Osborn William A | Director | filed 2006 - 2021 |
| Muilenburg Dennis A | Director | filed 2011 - 2019 |
| Oberhelman Douglas R | Director · Vice Chairman & CEO-Elect | filed 2006 - 2017 |
| Greene Jesse J JR | Director | filed 2011 - 2017 |
| Huntsman Jon M Jr | Director | filed 2012 - 2017 |
| Magowan Peter A | Director | filed 2006 - 2015 |
| Goode David R | Director | filed 2006 - 2014 |
| Powell Charles D | Director | filed 2006 - 2014 |
| Smith Joshua I | Director | filed 2006 - 2013 |
| Fife Eugene V | Director | filed 2006 - 2013 |
| Brazil John R | Director | filed 2006 - 2011 |
| Dillon John T | Director | filed 2006 - 2011 |
| Owens James W | Director · Chairman of the Board/CEO | filed 2006 - 2010 |
| Blount W Frank | Director | filed 2006 - 2010 |
| Fosler Gail D | Director | filed 2006 - 2009 |
| Parker Gordon R | Director | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Creed Joseph E | Interim CFO | filed 2018 - 2026 |
| Kaiser Jason | Group President | filed 2024 - 2026 |
| Epley Kyle Joseph | Chief Financial Officer | filed 2026 - 2026 |
| Johnson Denise C | Group President | filed 2016 - 2026 |
| Schaupp William E | Chief Accounting Officer | filed 2022 - 2026 |
| Pambianchi Christine M | Chief Human Resources Officer | filed 2025 - 2026 |
| Fassino Anthony D. | Group President | filed 2021 - 2026 |
| Bonfield Andrew R J | Chief Financial Officer | filed 2018 - 2026 |
| De Lange Bob | Group President | filed 2017 - 2026 |
| Shurman Rodney Michael | Group President | filed 2026 - 2026 |
| Owens Derek | Chief Legal Officer | filed 2024 - 2026 |
| Johnson Cheryl H | Chief Human Resources Officer | filed 2017 - 2025 |
| Long Suzette M | Int. Executive Vice President | filed 2017 - 2023 |
| Marvel Gary Michael | Chief Accounting Officer | filed 2019 - 2022 |
| Ainsworth William P | Group President | filed 2019 - 2021 |
| Younessi Ramin | Group President | filed 2018 - 2020 |
| Copeland Jananne A. | Controller/Chief Acctg Officer | filed 2007 - 2019 |
| Pellette Thomas A | Group President | filed 2015 - 2019 |
| Charter Robert B | Group President | filed 2015 - 2018 |
| Halverson Bradley M | Vice President | filed 2006 - 2018 |
| Buda James B | VP, General Counsel, Secy. | filed 2006 - 2017 |
| Bozeman David P | Senior Vice President | filed 2013 - 2016 |
| Rapp Edward J | Vice President | filed 2006 - 2016 |
| Wunning Steven H | Group President | filed 2006 - 2015 |
| Levenick Stuart L | Group President | filed 2006 - 2015 |
| Vittecoq Gerard R | Group President | filed 2006 - 2013 |
| Lavin Richard P | Vice President | filed 2006 - 2012 |
| Burritt David B | V.P./Chief Financial Officer | filed 2006 - 2010 |
| Shaheen Gerald L | Group President | filed 2006 - 2007 |
| Heller John S | Vice President | filed 2006 - 2006 |
| Curfman Christopher C | Vice President | filed 2006 - 2006 |
| Fellin Paolo | Vice President | filed 2006 - 2006 |
| Williams Robert T | Vice President | filed 2006 - 2006 |
| Adams Kent M | Vice President | filed 2006 - 2006 |
| Mayo William D | Vice President | filed 2006 - 2006 |
| Bussell Rodney L | Vice President | filed 2006 - 2006 |
| Murphy Daniel M | Vice President | filed 2006 - 2006 |
| Bahaj ALI M | Vice President | filed 2006 - 2006 |
| Parker James J | Vice President | filed 2006 - 2006 |
| Schena Christiano V | Vice President | filed 2006 - 2006 |
| Pflederer Mark R | Vice President | filed 2006 - 2006 |
| Bell Mary A | Vice President | filed 2006 - 2006 |
| Fisher Steven L | Vice President | filed 2006 - 2006 |
| Stroup Gary A | Vice President | filed 2006 - 2006 |
| Palmer Gerald | Vice President | filed 2006 - 2006 |
| Western Donald G | Vice President | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.