Rivus Bond Fund
SEC CIK 30125 · INSI · last insider filing 2024-03-25
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Harvey Ellen D | Director | filed 2010 - 2022 |
| Spock Thomas Edgar | Director | filed 2013 - 2013 |
| Shane J Lawrence | Director | filed 2009 - 2009 |
| Lloyd Morris JR | Director | filed 2009 - 2009 |
| Brown W Thacher | Director | filed 2009 - 2009 |
| Welsh Suzanne P. | Director | filed 2008 - 2009 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Leduc David | President | filed 2024 - 2024 |
| Haff Daniel | Chief Compliance Officer | filed 2023 - 2023 |
| Harris Patrick | Chief Compliance Officer | filed 2023 - 2023 |
| Gelman Seth | Chief Compliance Officer | filed 2019 - 2023 |
| Dichiaro James | Vice President | filed 2019 - 2019 |
| Lebisky David | Chief Compliance Officer | filed 2017 - 2017 |
| Stabile Thomas | VP, Treasurer and CFO | filed 2015 - 2015 |
| Shulman Robin J. | Chief Compliance Officer | filed 2015 - 2015 |
| Claiborne Robert T. | Vice President | filed 2007 - 2013 |
| Corso Clifford D | President and CEO | filed 2006 - 2012 |
| Khanna Gautam | Vice President | filed 2007 - 2011 |
| Sevely Joseph L. | VP, Treasurer and CFO | filed 2010 - 2010 |
| Morris Marc D | Treasurer and CFO | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.