Wachovia Corp NEW
SEC CIK 36995 · WB · last insider filing 2009-01-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Smith Lanty L | Director · Interim CEO | filed 2006–2009 |
| Steel Robert King | Director · President and CEO | filed 2008–2009 |
| Rady Ernest S Trust | Director | filed 2006–2009 |
| Goodwin William H JR | Director | filed 2006–2009 |
| Mcdonald Mackey J | Director | filed 2006–2009 |
| Herringer Maryellen C | Director | filed 2006–2009 |
| Browning Peter C | Director | filed 2006–2009 |
| James Donald M | Director | filed 2006–2009 |
| Baker John D II | Director | filed 2006–2009 |
| Richey VAN L | Director | filed 2006–2009 |
| Young Dona D | Director | filed 2006–2009 |
| Shaw Ruth G | Director | filed 2006–2009 |
| Ingram Robert Alexander | Director | filed 2006–2009 |
| Casteen John T III | Director | filed 2006–2009 |
| Gitt Jerome Alan | Director | filed 2006–2009 |
| Proctor Timothy D | Director | filed 2006–2009 |
| Neubauer Joseph | Director | filed 2006–2009 |
| Thompson G Kennedy | Director · Former Pres. and CEO | filed 2006–2008 |
| Whitaker John C JR | Director | filed 2006–2007 |
| Brown Robert J | Director | filed 2006–2007 |
| Balloun James S | Director | filed 2006–2006 |
| Noland Lloyd U III | Director | filed 2006–2006 |
| Malone Wallace D JR | Director · Vice Chairman | filed 2006–2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Zwiener David K | Chief Financial Officer | filed 2008–2009 |
| Carroll David M | SEVP Sp Fin and Corp Supp Serv | filed 2006–2009 |
| Cummings Stephen E | SEVP, CoHead CIB | filed 2006–2009 |
| Jenkins Benjamin P III | Vice Chairman, Pres. Gen. Bank | filed 2006–2009 |
| Kelly Stanhope A | SEVP, Pres of Wealth Mgmt. | filed 2006–2009 |
| Lehman Alice L | SVP | filed 2006–2009 |
| Mcfayden Shannon W | SEVP, HR & Corp Relations Dir. | filed 2006–2009 |
| Enos Gerald Adams JR | Sr. VP Operations and Tech | filed 2006–2009 |
| Carlson Peter M | Principal Acct Off | filed 2006–2009 |
| Clark Ranjana B | SEVP & Chief Marketing Officer | filed 2007–2009 |
| Sherburne Jane Cecile | SEVP, General Counsel, Sec. | filed 2008–2009 |
| Phelan Kenneth | Chief Risk Officer | filed 2008–2009 |
| Wurtz Thomas J | SEVP and CFO | filed 2006–2008 |
| Treanor Mark C | SEVP, Gen Counsel and Secy | filed 2006–2008 |
| Burr James Floyd | Treasurer | filed 2006–2008 |
| Truslow Donald K | SEVP, and Chief Risk Officer | filed 2006–2008 |
| Julian David M | Principal Acct Off and EVP | filed 2006–2006 |
| Davis Jean E | SEVP, E-Comm and Ops | filed 2006–2006 |
| Kelly Robert P | SEVP and CFO | filed 2006–2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.