Franklin Resources INC
SEC CIK 38777 · BEN · last insider filing 2026-05-05
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| King Karen Matsushima | Director | filed 2021 - 2026 |
| Kim John Y | Director | filed 2021 - 2026 |
| Yang Geoffrey Y | Director | filed 2011 - 2026 |
| Byerwalter Mariann H | Director | filed 2015 - 2026 |
| Noto Anthony | Director | filed 2020 - 2026 |
| Waugh Seth H. | Director | filed 2015 - 2026 |
| Thiel John W | Director | filed 2021 - 2026 |
| Friedman Alexander S | Director | filed 2021 - 2026 |
| Johnson Jennifer M | Director · President and COO | filed 2006 - 2026 |
| Johnson Gregory E | Director · Executive Chairman | filed 2006 - 2025 |
| Johnson Charles B | Director · Chairman of the Board | filed 2006 - 2025 |
| Barker Peter K | Director | filed 2013 - 2021 |
| Pigott Mark C | Director | filed 2011 - 2021 |
| Stein Laura | Director | filed 2006 - 2021 |
| Johnson Rupert H JR | Director · Vice Chairman | filed 2006 - 2019 |
| Johnson Charles Endler | Director | filed 2013 - 2019 |
| Armacost Samuel H | Director | filed 2006 - 2015 |
| Tatlock Anne M | Director · Vice Chairman | filed 2006 - 2015 |
| Crocker Charles | Director | filed 2006 - 2014 |
| Hardiman Joseph R | Director | filed 2006 - 2012 |
| Ratnathicam Sanchayan | Director | filed 2006 - 2012 |
| Sacerdote Peter M | Director | filed 2006 - 2011 |
| Joffe Robert D | Director | filed 2006 - 2010 |
| Woodworth Louis E | Director | filed 2006 - 2009 |
| Burns Harmon E | Director · Vice Chariman | filed 2006 - 2006 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Merchant Thomas C | EVP, General Counsel | filed 2022 - 2025 |
| Nicholls Matthew | EVP, CFO & COO | filed 2019 - 2025 |
| Murphy Terrence | Section 16 Officer | filed 2022 - 2025 |
| Gamba Daniel | Co-President, Chief Commercial | filed 2025 - 2025 |
| Oshita Lindsey Harumi | Chief Accounting Officer | filed 2024 - 2025 |
| Spector Adam Benjamin | EVP, Head of Public Markets | filed 2020 - 2025 |
| Sethi Alok | Reg. S-K Executive Officer | filed 2017 - 2025 |
| Shaneyfelt Gwen L | Chief Accounting Officer | filed 2019 - 2023 |
| Plafker Jed A. | Senior Vice President | filed 2017 - 2022 |
| Tyle Craig Steven | Exec VP and General Counsel | filed 2006 - 2021 |
| Lewis Kenneth A | Vice President and Treasurer | filed 2006 - 2018 |
| Advani Vijay Chandur | EVP - Global Distribution | filed 2006 - 2016 |
| Lusk John M | EVP-Portfolio Operations | filed 2006 - 2015 |
| Yun William Young | EVP-Institutional | filed 2006 - 2015 |
| Alexander Penelope S | Vice-President, HR - US | filed 2006 - 2011 |
| Gray Maria | Vice President and Secretary | filed 2010 - 2011 |
| Gibson Holly E | Vice President, Corp Comm | filed 2006 - 2010 |
| Ikeda Donna S | Vice President - HR Intntl | filed 2006 - 2010 |
| Frisbie Norman Rickard JR | SVP-Chief Admin Officer | filed 2006 - 2010 |
| Kratter Leslie M | SVP & Assistant Secretary | filed 2006 - 2010 |
| Simpson Murray | Executive Vice President | filed 2006 - 2009 |
| Green Barbara J | VP, Dep Gen Counsel & Sec | filed 2006 - 2007 |
| Baio James R | EVP, CFO and Treasurer | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.